PENNANTPARK INVESTMENT CORPORATION $75,000,000 Aggregate Principal Amount of 5.50% Notes due 2024 UNDERWRITING AGREEMENTUnderwriting Agreement • September 27th, 2019 • Pennantpark Investment Corp • New York
PennantPark Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule A hereto (the “Underwriters”), for whom Keefe, Bruyette & Woods, Inc. and Morgan Stanley & Co. LLC shall act as joint book-running managers (the “Representatives”), $75,000,000 aggregate principal amount of 5.50% Notes due 2024 (the “Notes”). The Company also proposes to issue and sell to the several Underwriters not more than an additional $11,250,000 aggregate principal amount of 5.50% Notes due 2024 (the “Additional Notes”), if and to the extent that the Representatives shall have determined to exercise, on behalf of the Underwriters, the right to purchase pursuant an overallotment option such notes granted to the Underwriters in Section 1 hereof. The Notes and the Additional Notes are hereinafter collectively referred to as the “Securities.”
THIRD SUPPLEMENTAL INDENTURE between PENNANTPARK INVESTMENT CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee Dated as of September 27, 2019 THIRD SUPPLEMENTAL INDENTUREThird Supplemental Indenture • September 27th, 2019 • Pennantpark Investment Corp • New York
THIS THIRD SUPPLEMENTAL INDENTURE (this “Third Supplemental Indenture”), dated as of September 27, 2019, is between PennantPark Investment Corporation, a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as trustee (the “Trustee”). All capitalized terms used but not otherwise defined herein shall have the meaning set forth in the Base Indenture (as defined below).
