STOCKHOLDER AGREEMENTStockholder Agreement • January 2nd, 2020 • Carlyle Group L.P. • Investment advice • Delaware
Contract Type FiledJanuary 2nd, 2020 Company Industry JurisdictionThis Stockholder Agreement is entered into as of January 1, 2020 by and between The Carlyle Group Inc., a Delaware corporation (the “Company”) and the undersigned stockholder (the “Stockholder Founder”).
January 1, 2020 Kewsong Lee c/o The Carlyle Group Washington, D.C. 20004 Dear Mr. Lee:Employment Agreement • January 2nd, 2020 • Carlyle Group L.P. • Investment advice
Contract Type FiledJanuary 2nd, 2020 Company IndustryThis letter agreement is intended to amend your Employment Agreement with The Carlyle Group Employee Co., L.L.C. (the “Employer”), dated as of October 23, 2017 (the “Employment Agreement”) to reflect the contemplated conversion of The Carlyle Group L.P. into a Delaware corporation, effective as of January 1, 2020 (the “Conversion Date”). Capitalized terms used herein without definition have the meanings assigned to such terms under your Employment Agreement.
Amendment to Tax Receivable AgreementTax Receivable Agreement • January 2nd, 2020 • Carlyle Group L.P. • Investment advice • New York
Contract Type FiledJanuary 2nd, 2020 Company Industry JurisdictionAmendment, dated as of January 1, 2020 and effective as of the Effective Time (as defined below) (this “Amendment”) among Carlyle Holdings I GP Inc., a Delaware corporation (the “Corporate Taxpayer”), Carlyle Holdings I L.P., a Delaware limited partnership (“Carlyle Holdings I”), The Carlyle Group Inc., a Delaware corporation (the “Parent”), each of the undersigned parties hereto identified as “Limited Partners” (collectively, the “Parties”), to the Agreement (as defined below).
FORM OF INDEMNIFICATION AGREEMENTIndemnification Agreement • January 2nd, 2020 • Carlyle Group L.P. • Investment advice • Delaware
Contract Type FiledJanuary 2nd, 2020 Company Industry JurisdictionThis Indemnification Agreement is dated as of _______, 2020 (this “Agreement”) and is by and among The Carlyle Group Inc., a Delaware corporation (the “Company”), and the Indemnitee named on the signature page hereto (“Indemnitee”).
AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT OF THE CARLYLE GROUP INC. Dated as of January 1, 2020Registration Rights Agreement • January 2nd, 2020 • Carlyle Group L.P. • Investment advice • Delaware
Contract Type FiledJanuary 2nd, 2020 Company Industry JurisdictionThis AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this “Agreement”), is made and entered into as of January 1, 2020, by and among The Carlyle Group Inc., a Delaware corporation (together with any successors thereto, the “Corporation”), TCG Carlyle Global Partners L.L.C., a Delaware limited liability company (together with any successor thereto, “TCG Partners”), and the Covered Persons (defined below) from time to time party hereto.