0001193125-20-001730 Sample Contracts

VELOCITY FINANCIAL, LLC [ ] Shares of Common Stock UNDERWRITING AGREEMENT

Underwriting Agreement • January 6th, 2020 • Velocity Financial, LLC • Finance services • New York

• Contract Type
  Underwriting Agreement
• Filed
  January 6th, 2020
• Company
  Velocity Financial, LLC
• Industry
  Finance services
• Jurisdiction
  New York

VELOCITY FINANCIAL, INC. RESTRICTED STOCK UNIT GRANT AND AGREEMENT Director Grant

Restricted Stock Unit Grant and Agreement • January 6th, 2020 • Velocity Financial, LLC • Finance services • Delaware

• Contract Type
  Restricted Stock Unit Grant and Agreement
• Filed
  January 6th, 2020
• Company
  Velocity Financial, LLC
• Industry
  Finance services
• Jurisdiction
  Delaware

This Restricted Stock Unit Grant and Agreement (this “Agreement”), is made effective as of the date (the “Date of Grant”) set forth on the signature page attached hereto (the “Signature Page”), by and between Velocity Financial, Inc., a Delaware corporation (together with its successors and assigns, the “Company”) and the participant identified on the Signature Page (“Participant”).

AGREEMENT AND PLAN OF CONVERSION

Agreement and Plan of Conversion • January 6th, 2020 • Velocity Financial, LLC • Finance services

• Contract Type
  Agreement and Plan of Conversion
• Filed
  January 6th, 2020
• Company
  Velocity Financial, LLC
• Industry
  Finance services

This AGREEMENT AND PLAN OF CONVERSION (this “Plan of Conversion”) is made as of , 2020 by VELOCITY FINANCIAL, LLC, a Delaware limited liability company (the “Company”), to effect its conversion to a Delaware corporation (the “Conversion”) pursuant to Section 18-216 of the Delaware Limited Liability Company Act and Section 265 of the General Corporation Law of the State of Delaware (the “DGCL”).