0001193125-20-040672 Sample Contracts

AGREEMENT AND PLAN OF MERGER among FRANKLIN RESOURCES, INC., ALPHA SUB, INC., and LEGG MASON, INC. Dated as of February 17, 2020

Merger Agreement • February 18th, 2020 • Franklin Resources Inc • Investment advice • Delaware

• Contract Type
  Merger Agreement
• Filed
  February 18th, 2020
• Company
  Franklin Resources Inc
• Industry
  Investment advice
• Jurisdiction
  Delaware

AGREEMENT AND PLAN OF MERGER, dated as of February 17, 2020 (this “Agreement”), among FRANKLIN RESOURCES, INC., a Delaware corporation (“Parent”), ALPHA SUB, INC., a Maryland corporation and a Wholly Owned Subsidiary of Parent (“Merger Sub”), and LEGG MASON, INC., a Maryland corporation (the “Company”).

VOTING AGREEMENT

Voting Agreement • February 18th, 2020 • Franklin Resources Inc • Investment advice • Maryland

• Contract Type
  Voting Agreement
• Filed
  February 18th, 2020
• Company
  Franklin Resources Inc
• Industry
  Investment advice
• Jurisdiction
  Maryland

This VOTING AGREEMENT (this “Agreement”), dated as of February 17, 2020, is entered into by and between Franklin Resources, Inc., a Delaware corporation (“Parent”), and the individuals and other parties listed on Schedule A hereto (each, a “Stockholder,” and collectively, the “Stockholders”).