UNDERWRITING AGREEMENTUnderwriting Agreement • April 13th, 2020 • Chimera Investment Corp • Real estate investment trusts • New York
The Securities will be issued under the indenture dated as of April 13, 2020 (the “Base Indenture”) between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”), as supplemented by the supplemental indenture dated as of April 13, 2020 (the “Supplemental Indenture”), between the Company and the Trustee (the Base Indenture together with the Supplemental Indenture, the “Indenture”).
CHIMERA INVESTMENT CORPORATION as Issuer AND WILMINGTON TRUST, NATIONAL ASSOCIATION as Trustee First Supplemental Indenture Dated as of April 13, 2020 to Indenture dated as of April 13, 2020 7.00% Convertible Senior Notes due 2023First Supplemental Indenture • April 13th, 2020 • Chimera Investment Corp • Real estate investment trusts • New York
FIRST SUPPLEMENTAL INDENTURE, dated as of April 13, 2020 (“First Supplemental Indenture”), to the Indenture, dated as of April 13, 2020 (as amended, modified or supplemented from time to time in accordance therewith, the “Base Indenture” and, as amended, modified and supplemented by this First Supplemental Indenture, the “Indenture”), by and among CHIMERA INVESTMENT CORPORATION, a Maryland corporation (the “Company”), and WILMINGTON TRUST, NATIONAL ASSOCIATION, a national banking association, as trustee (the “Trustee”).
Execution Credit Suisse Capital LLC c/o Credit Suisse Securities (USA) LLCBase Call Option Transaction • April 13th, 2020 • Chimera Investment Corp • Real estate investment trusts • New York
The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call option transaction entered into between Credit Suisse Capital LLC (“Dealer”) and Chimera Investment Corporation (“Counterparty”) as of the Trade Date specified below (the “Transaction”), with Credit Suisse Securities (USA) LLC, as Agent (the “Agent”). This letter agreement constitutes a “Confirmation” as referred to in the ISDA Master Agreement specified below. Each party further agrees that this Confirmation together with the Agreement evidence a complete binding agreement between Counterparty and Dealer as to the subject matter and terms of the Transaction to which this Confirmation relates, and shall supersede all prior or contemporaneous written or oral communications with respect thereto.
