THIRD AMENDMENT TOSub-Advisory Agreement • April 30th, 2020 • Great-West Funds Inc
Contract Type FiledApril 30th, 2020 CompanyThis amendment to Sub-Advisory Agreement, effective January 1, 2020 (the "Amendment"), is entered into by and among Great-West Capital Management, LLC, a Colorado limited liability company and registered investment adviser under the Investment Advisers Act of 1940 (the "Adviser"), Goldman Sachs Asset Management, L.P., a limited partnership organized under the laws of Delaware and registered investment adviser under the Investment Advisers Act of 1940 (the "Sub-adviser"), and Great-West Funds, Inc., a Maryland corporation and registered investment company under the Investment Company Act of 1940 (the "Fund").
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 30th, 2020 • Great-West Funds Inc
Contract Type FiledApril 30th, 2020 CompanyThis Tenth Amendment (this "Amendment"), effective April 29, 2020, is made to the Amended and Restated Investment Advisory Agreement by and between Great-West Funds, Inc. ("Great-West Funds") and Great-West Capital Management, LLC (the "Adviser").
SIXTH AMENDMENT TO THE EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 30th, 2020 • Great-West Funds Inc
Contract Type FiledApril 30th, 2020 CompanyThis Sixth Amendment (this "Amendment"), effective January 1, 2020, is made to the Expense Limitation Agreement by and between Great-West Funds, Inc. ("Great-West Funds") and Great-West Capital Management, LLC (the "Adviser").
EXPENSE LIMITATION AND YIELD MAINTENANCE AGREEMENTLimitation And • April 30th, 2020 • Great-West Funds Inc
Contract Type FiledApril 30th, 2020 CompanyThis EXPENSE LIMITATION AND YIELD MAINTENANCE AGREEMENT (this "Agreement"), effective April 29, 2020, is by and among Great-West Capital Management, LLC (the "Adviser"), Empower Retirement, LLC ("Empower"), and Great-West Funds, Inc. ("Great-West Funds") on behalf of its separate series Great-West Government Money Market Fund (the "Fund").
TENTH AMENDMENT TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 30th, 2020 • Great-West Funds Inc
Contract Type FiledApril 30th, 2020 CompanyThis Amendment to Principal Underwriting Agreement (this "Amendment") is made this 21st day of April, 2020 by and between Great-West Funds, Inc., a Maryland corporation, (the "Fund") and GWFS Equities, Inc., a Delaware corporation (the "Distributor").
FOURTH AMENDMENT TOSub-Advisory Agreement • April 30th, 2020 • Great-West Funds Inc
Contract Type FiledApril 30th, 2020 CompanyThis amendment to Sub-Advisory Agreement, effective April 29, 2020 (the "Amendment"), is entered into by and among Great-West Capital Management, LLC, a Colorado limited liability company and registered investment adviser under the Investment Advisers Act of 1940 (the "Adviser"), Goldman Sachs Asset Management, L.P., a limited partnership organized under the laws of Delaware and registered investment adviser under the Investment Advisers Act of 1940 (the "Sub-adviser"), and Great-West Funds, Inc., a Maryland corporation and registered investment company under the Investment Company Act of 1940 (the "Fund").
SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • April 30th, 2020 • Great-West Funds Inc • Colorado
Contract Type FiledApril 30th, 2020 Company JurisdictionThis shareholder services agreement is entered into this 29th day of April 2020 (this "Agreement") by and between Empower Retirement, LLC ("Empower"), a Colorado limited liability company, and Great-West Funds, Inc., ("Great-West Funds"), a Maryland corporation.