ADMINISTRATION AGREEMENTAdministration Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice • Delaware
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of June 22, 2005 by and between Gladstone Investment Corporation, a Delaware corporation (hereinafter referred to as the “Corporation”), and Gladstone Administration, LLC, a Delaware limited liability company (hereinafter referred to as the “Administrator”).
FIFTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN GLADSTONE COMMERCIAL CORPORATION AND GLADSTONE MANAGEMENT CORPORATIONInvestment Advisory Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice • Delaware
This Fifth Amended and Restated Investment Advisory Agreement Between Gladstone Commercial Corporation and Gladstone Management Corporation (this “Agreement”) is made this 8th day of January 2019, by and between Gladstone Commercial Corporation, a Maryland corporation (the “Company”), and Gladstone Management Corporation, a Delaware corporation (the “Adviser”).
ADMINISTRATION AGREEMENT BETWEEN GLADSTONE COMMERCIAL CORPORATION AND GLADSTONE ADMINISTRATION, LLCAdministration Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice • Delaware
This Administration Agreement (this “Agreement”) is made as of January 1, 2007 by and between Gladstone Commercial Corporation, a Delaware corporation (hereinafter referred to as the “Company”), and Gladstone Administration, LLC, a Delaware limited liability company (hereinafter referred to as the “Administrator”) a wholly owned subsidiary of Gladstone Management Corporation.
SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN GLADSTONE CAPITAL CORPORATION AND GLADSTONE MANAGEMENT CORPORATIONInvestment Advisory and Management Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice • Delaware
Agreement made this 14th day of April 2020, by and between Gladstone Capital Corporation, a Maryland corporation (the “Fund”), and Gladstone Management Corporation, a Delaware corporation (the “Adviser”).
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN GLADSTONE INVESTMENT CORPORATION AND GLADSTONE MANAGEMENT CORPORATIONInvestment Advisory and Management Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice • Delaware
AGREEMENT made this 22 day of June, 2005, by and between GLADSTONE INVESTMENT CORPORATION, a Delaware corporation (the “Corporation”), and GLADSTONE MANAGEMENT CORPORATION, a Delaware corporation (the “Adviser”).
FOURTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN GLADSTONE LAND CORPORATION AND GLADSTONE MANAGEMENT CORPORATIONInvestment Advisory Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice • Delaware
Agreement is made this 14th day of January, 2020, by and between Gladstone Land Corporation, a Maryland corporation (the “Company”), and Gladstone Management Corporation, a Delaware corporation (the “Adviser”).
ADMINISTRATION AGREEMENTAdministration Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice • Delaware
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of December 1, 2019, by and between Gladstone Administration, LLC, a Delaware limited liability company (hereinafter referred to as the “Administrator”), and The Gladstone Companies, Inc., a Delaware corporation (hereinafter referred to as the “Company”).
ADMINISTRATION AGREEMENTAdministration Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice • Delaware
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of October 1, 2006 by and between Gladstone Capital Corporation, a Delaware corporation (hereinafter referred to as the “Fund”), and Gladstone Administration, LLC, a Delaware limited liability company (hereinafter referred to as the “Administrator”).
SUBSCRIPTION AGREEMENTSubscription Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice • New York
The Gladstone Companies, Inc. (the “Company”) is selling up to a maximum of $50,000,000 aggregate principal amount of its 6.00% senior secured bonds (the “Bonds”) in connection with this offering (the “Offering”). The purchase price per Bond is $25.00, with a minimum purchase amount of $5,000. Bonds will be issued in book-entry form and will not be certificated.
DEALER MANAGER AGREEMENT $50,000,000 of 6.00% Senior Secured BondsDealer Manager Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice • Georgia
The Gladstone Companies, Inc., a Delaware corporation (the “Company”), is offering a maximum of $50,000,000 of its 6.00% senior secured bonds (the “Bonds”), for sale to the public (the “Offering”), pursuant to Regulation A of the Securities Act of 1933, as amended. Except as described in the Offering Circular (as defined below) or in Section 5 hereof, the Bonds are to be sold pursuant to the Offering at a price of $25.00 per Bond.
GLADSTONE MANAGEMENT CORPORATION EMPLOYMENT AGREEMENTEmployment Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice
THIS EMPLOYMENT AGREEMENT (“Agreement”) is made between GLADSTONE MANAGEMENT CORPORATION, a Delaware corporation (the “Company”), and David Gladstone, a resident of the Commonwealth of Virginia (the “Executive”).
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice • New York
This PLEDGE AND SECURITY AGREEMENT (this “Agreement”) is entered into as of [____], 2020, by and between The Gladstone Companies, Inc., a Delaware corporation (the “Grantor”), and UMB Bank, National Association, in its capacity as trustee under the Indenture (as defined below) and collateral agent hereunder (the “Trustee”), for the benefit of the holders of the Bonds (as defined below) issued by Grantor from time to time under the Indenture.
EMPLOYMENT AGREEMENTEmployment Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice • Virginia
THIS EMPLOYMENT AGREEMENT (“Agreement”) is dated May 26, 2019 (“Effective Date”), and is between Gladstone Management Corporation, a Delaware corporation (the “Company”), and Terry L. Brubaker, a resident of the State of South Carolina (hereinafter referred to as “you” or “your”).
Expense Sharing AgreementExpense Sharing Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice
This Expense Sharing Agreement (this “Agreement”) is entered into as of January 1, 2020, by and between The Gladstone Companies, Ltd., a Cayman Islands Exempted Company (“Limited”); The Gladstone Companies, Inc., a Delaware corporation (“Inc.”); and Gladstone Management Corporation, a Delaware corporation (“GMC”).
