SIXTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN GLADSTONE COMMERCIAL CORPORATION AND GLADSTONE MANAGEMENT CORPORATIONInvestment Advisory Agreement • August 28th, 2020 • Gladstone Companies, Inc. • Investment advice • Delaware
This Sixth Amended and Restated Investment Advisory Agreement Between Gladstone Commercial Corporation and Gladstone Management Corporation (this “Agreement”) is made this 14th day of July 2020, by and between Gladstone Commercial Corporation, a Maryland corporation (the “Company”), and Gladstone Management Corporation, a Delaware corporation (the “Adviser”).
SUBSCRIPTION AGREEMENTSubscription Agreement • August 28th, 2020 • Gladstone Companies, Inc. • Investment advice • New York
The Gladstone Companies, Inc. (the “Company”) is selling up to a maximum of $50,000,000 aggregate principal amount of its 7.00% senior secured bonds (the “Bonds”) in connection with this offering (the “Offering”). The purchase price per Bond is $25.00, with a minimum purchase amount of $5,000. Bonds will be issued in book-entry form and will not be certificated.
AMENDED AND RESTATED DEALER MANAGER AGREEMENT $50,000,000 of 7.00% Senior Secured BondsDealer Manager Agreement • August 28th, 2020 • Gladstone Companies, Inc. • Investment advice • Georgia
The Gladstone Companies, Inc., a Delaware corporation (the “Company”), is offering a maximum of $50,000,000 of its 7.00% senior secured bonds (the “Bonds”), for sale to the public (the “Offering”), pursuant to Regulation A of the Securities Act of 1933, as amended. Except as described in the Offering Circular (as defined below) or in Section 5 hereof, the Bonds are to be sold pursuant to the Offering at a price of $25.00 per Bond.
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • August 28th, 2020 • Gladstone Companies, Inc. • Investment advice • New York
This PLEDGE AND SECURITY AGREEMENT (this “Agreement”) is entered into as of [____], 2020, by and between The Gladstone Companies, Inc., a Delaware corporation (the “Grantor”), and UMB Bank, National Association, in its capacity as trustee under the Indenture (as defined below) and collateral agent hereunder (the “Trustee”), for the benefit of the holders of the Bonds (as defined below) issued by Grantor from time to time under the Indenture.
