SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 23rd, 2020 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of October 20, 2020, between Neptune Wellness Solutions Inc., a company incorporated under the laws of the Province of Québec (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Neptune Wellness Solutions Inc.Neptune Wellness Solutions Inc. • October 23rd, 2020 • Pharmaceutical preparations • New York
COMMON SHARE PURCHASE WARRANT NEPTUNE WELLNESS SOLUTIONS INC.Neptune Wellness Solutions Inc. • October 23rd, 2020 • Pharmaceutical preparations
THIS COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_________________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after April 22, 2021 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on October 22, 2025 (the “Termination Date”), but not thereafter, to subscribe for and purchase from Neptune Wellness Solutions Inc., a company incorporated under the law of the Province of Quebec (the “Company”), up to [______] common shares, without par value (the “Common Shares”) (as subject to adjustment hereunder, the “Warrant Shares”). This Warrant is one of the Warrants to purchase Common Shares (the “Warrants”) issued pursuant to that certain Securities Purchase Agreement, dated as of October 20, 2020 (the “Subscription Date”) by and between the Company and investors party thereto.
