PIONEER FUNDSAdministrative Agency Agreement • November 23rd, 2020 • Pioneer Floating Rate Trust • Massachusetts
AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • November 23rd, 2020 • Pioneer Floating Rate Trust • Massachusetts
This AMENDED AND RESTATED ADMINISTRATION AGREEMENT (“Agreement”) is made as of July 1, 2008, amended and restated as of November 1, 2009, and further amended and restated as of August 1, 2014, November 9, 2015 and February 1, 2017, by and between each Trust listed on Appendix A annexed hereto (each, a “Trust”), each a Delaware statutory trust, and Amundi Pioneer Asset Management, Inc., a Delaware corporation (the “Administrator”).
MANAGEMENT AGREEMENTManagement Agreement • November 23rd, 2020 • Pioneer Floating Rate Trust • Massachusetts
This MANAGEMENT AGREEMENT (“Agreement”) is made as of this 3rd day of July, 2017, by and between Pioneer Floating Rate Trust (the “Trust”), a Delaware statutory trust, and Amundi Pioneer Asset Management, Inc., a Delaware corporation (the “Manager”).
CUSTODIAN AGREEMENTCustodian Agreement • November 23rd, 2020 • Pioneer Floating Rate Trust • Massachusetts
THIS AGREEMENT, dated as of July 1, 2001 between each of the open-end management investment companies listed on Appendix A hereto each a Fund (as amended from time to time) severally and not jointly, (each a FUND), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&CO. or the CUSTODIAN). Each Fund is organized under either the laws of the State of Delaware or the Commonwealth of Massachusetts and registered with the Commission under the 1940 Act, as amended.
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • November 23rd, 2020 • Pioneer Floating Rate Trust • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of November 6, 2015 is between each closed-end fund listed on Exhibit A hereto (each a “Fund” and collectively, the “Funds”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
STANDSTILL AGREEMENTStandstill Agreement • November 23rd, 2020 • Pioneer Floating Rate Trust • New York
This Agreement is entered into as of August 31, 2020 (this “Agreement” (including the exhibits hereto)), by and among Saba Capital Management, L.P. (“Saba”), Pioneer Floating Rate Trust (the “Fund”), Amundi Pioneer Asset Management, Inc. (the “Adviser” and together with Saba and the Fund, the “Parties” and individually a “Party”).
