THIRD AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • December 23rd, 2020 • Bmo Funds, Inc. • Delaware
This third amendment (the “Amendment”) to the Distribution Agreement (the “Agreement”) dated as of November 7, 2019 by and between BMO Funds, Inc. (the “Client”) and Foreside Financial Services, LLC (“Foreside”) is entered into as of October 7, 2020 (the “Effective Date”).
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Entities, Individually and not Jointly, as Listed on Schedule A And DST Asset Manager Solutions, Inc.Transfer Agency and Service Agreement • December 23rd, 2020 • Bmo Funds, Inc.
This Amendment is entered into as of this 3rd day of August, 2018, between DST Asset Manager Solutions, Inc. (the “Transfer Agent”) and each of the entities, individually and not jointly, as listed on Schedule A (collectively, the “Funds” and individually, the “Fund”) to the Transfer Agency and Service Agreement between the parties dated June 30, 2011, as amended (the “Agreement”).
SECOND AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • December 23rd, 2020 • Bmo Funds, Inc. • Delaware
This second amendment (“Amendment”) to the Distribution Agreement (the “Agreement”) dated as of November 7, 2019 by and between BMO Funds, Inc. (the “Client”) and Foreside Financial Services, LLC (“Foreside”) is entered into as of June 30, 2020 (the “Effective Date”).
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Entities, Individually and not Jointly, as Listed on Schedule A And DST Asset Manager Solutions, Inc.Transfer Agency and Service Agreement • December 23rd, 2020 • Bmo Funds, Inc.
This Amendment is entered into as of this 4th day of June, 2020, to be effective May 27, 2020, between DST Asset Manager Solutions, Inc. (the “Transfer Agent”) and each of the entities, individually and not jointly, as listed on Schedule A (collectively, the “Funds” and individually, the “Fund”). In accordance with Section 16.1 (Amendment) and Section 17 (Additional Portfolios/Funds) of the Transfer Agency and Service Agreement between the parties dated June 30, 2011, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
AMENDMENT To Transfer Agency and Service Agreement between Each of the Entities, Individually and Not Jointly, as Listed on Schedule A and DST Asset Manager Solutions, Inc.Transfer Agency and Service Agreement • December 23rd, 2020 • Bmo Funds, Inc.
This amendment (the “Amendment”), effective as of April 6, 2020 (the “Amendment Effective Date”), is by and between DST Asset Manager Solutions, Inc. (“DST”) and each of the entities, individually and not jointly, as identified on Schedule A (collectively, the “Funds” and individually, the “Fund”). In accordance with Section 16.1 (Amendment) of the Transfer Agency and Service Agreement between the parties dated June 30, 2011, as amended (the “Agency Agreement”), the parties desire to amend the Agreement as set forth herein.
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Entities, Individually and not Jointly, as Listed on Schedule A And DST Asset Manager Solutions, Inc. (f/k/a Boston Financial Data Services, Inc.)Transfer Agency and Service Agreement • December 23rd, 2020 • Bmo Funds, Inc.
This Amendment is entered into as of this 1st day of June, 2018, between DST Asset Manager Solutions, Inc. (f/k/a Boston Financial Data Services, Inc.) (the “Transfer Agent”) and each of the entities, individually and not jointly, as listed on Schedule A (collectively, the “Funds” and individually, the “Fund”). In accordance with Section 16.1 (Amendment) of the Transfer Agency and Service Agreement between the parties dated June 30, 2011, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 23rd, 2020 • Bmo Funds, Inc. • Wisconsin
AGREEMENT made this 6th day of October, 2011 by and between M&I Investment Management Corp., an investment adviser registered under the Investment Advisers Act of 1940, organized under the laws of Wisconsin and having its principal place of business in Milwaukee, WI (the “Adviser”), and Marshall Funds, Inc., a Wisconsin corporation having its principal place of business in Milwaukee, WI (the “Fund”), on behalf of each portfolio of the Fund set forth on Schedule A, as may be amended from time to time (each, a “Portfolio” and collectively, the “Portfolios”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 23rd, 2020 • Bmo Funds, Inc.
This Amended and Restated Expense Limitation Agreement (the “Agreement”), is effective as of August 14, 2013 by and between BMO Asset Management Corp., a Delaware corporation (the “Adviser”) and BMO Funds, Inc., a Wisconsin corporation (the “Corporation”), on behalf of each portfolio reflected in Schedule A hereto, as may be amended from time to time (each a “Fund” and collectively the “Funds”).
AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • December 23rd, 2020 • Bmo Funds, Inc.
This Amendment to the Administrative Services Agreement is effective as of this 1st day of June, 2015, between BMO Funds, Inc., a Wisconsin corporation (the “Funds”), and BMO Asset Management Corp., a Delaware corporation and the investment adviser to the Funds (the “Adviser”).
FORESIDE FINANCIAL SERVICES, LLC DEALER AGREEMENTDealer Agreement • December 23rd, 2020 • Bmo Funds, Inc. • Delaware
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and set forth on Appendix A (collectively, “Company”) which may be amended by us from time to time, Foreside Financial Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this agreement, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words and “Dealer” refer to the dealer executing this agreement, including its associated persons.
AMENDMENT To Transfer Agency and Service Agreement between Marshall Funds, Inc. (d/b/a “BMO Funds”) and Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • December 23rd, 2020 • Bmo Funds, Inc.
This Amendment is dated December 28, 2012 and is made effective as of November 30, 2012 and amends the Transfer Agency and Service Agreement dated as of June 30, 2011, as amended (the “Agreement”), by and between each of the BMO Funds listed on Schedule A to the Agreement (the “Funds”) and Boston Financial Data Services, Inc. (“Boston Financial”). In accordance with Section 16.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
