AMENDMENT 3Confidential • January 21st, 2021 • SPDR S&p Midcap 400 Etf Trust
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
SPDR S&P MIDCAP 400 ETF TRUST PARTICIPANT AGREEMENTParticipant Agreement • January 21st, 2021 • SPDR S&p Midcap 400 Etf Trust • New York
This Participant Agreement (the “Agreement”) is entered into between ALPS Distributors, Inc. (the “Distributor”) and (the “Participant”) and is subject to acceptance by The Bank of New York Mellon (the “Trustee”). The Trustee serves as the trustee of the SPDR S&P MIDCAP 400 ETF TRUST (“MDY”) Trust (the “Trust”) pursuant to certain Standard Terms and Conditions of Trust dated as of April 1, 1995 and effective as of April 27, 1995 and the Trust Indenture dated April 27, 1995, both as amended from time to time (the “Trust Agreement”); and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor has been retained to provide certain services with respect to acting as principal underwriter of the Trust in connection with the creation and distribution of MDY. As specified in the MDY prospectus (“Prospectus”) and the Trust Agreement, MDY may be created or redeemed only in aggregations of 25,000 MDY, referred to the
