CARLYLE FINANCE L.L.C. UNDERWRITING AGREEMENT $400,000,000 4.625% Subordinated Notes due 2061 May 4, 2021Underwriting Agreement • May 11th, 2021 • Carlyle Group Inc. • Investment advice • New York
Carlyle Finance L.L.C., a Delaware limited liability company (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), $400,000,000 aggregate principal amount of its 4.625% Subordinated Notes due 2061 (the “Underwritten Notes”) and, at the option of the Underwriters, up to an additional $60,000,00 aggregate principal amount of its 4.625% Subordinated Notes due 2061 (the “Option Underwritten Notes”) if and to the extent that the Underwriters shall have determined to exercise the option to purchase such Option Underwritten Notes granted to the Underwriters in Section 2 hereof. The Underwritten Notes and the Option Underwritten Notes are herein referred to as the “Notes”. The Notes are to be issued pursuant to the provisions of an indenture, to be dated as of May 11, 2021 (the “Base Indenture”), among the Company, the Guarantors (as defined below) and The Ban
FIRST SUPPLEMENTAL INDENTURE Dated as of May 11, 2021 Supplementing that Certain SUBORDINATED INDENTURE Dated as of May 11, 2021 Among CARLYLE FINANCE L.L.C., THE GUARANTOR PARTIES HERETO and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee...Subordinated Indenture • May 11th, 2021 • Carlyle Group Inc. • Investment advice • New York
This First Supplemental Indenture, dated as of May 11, 2021 (the “First Supplemental Indenture”), among Carlyle Finance L.L.C., a limited liability company duly organized and existing under the laws of the State of Delaware, having its principal office at 1001 Pennsylvania Avenue, NW, Washington, District of Columbia 20004 (the “Company”), the Guarantors party hereto and The Bank of New York Mellon Trust Company, N.A., as Trustee under the Base Indenture (as hereinafter defined) and hereunder (the “Trustee”), supplements that certain Indenture, dated as of May 11, 2021, among the Company, the Guarantors named therein and the Trustee (the “Base Indenture” and subject to Section 1.3 hereof, together with this First Supplemental Indenture, the “Indenture”).
