FORM OF AMENDMENT NUMBER 5 TO THE SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 16th, 2021 • Hartford Mutual Funds Ii Inc
Contract Type FiledAugust 16th, 2021 CompanyThis AMENDMENT NUMBER 5 (the “Amendment”) amends that certain SUB-ADVISORY AGREEMENT, dated October 19, 2016, by and between Hartford Funds Management Company, LLC (the “Adviser”), and Schroder Investment Management North America Inc. (the “Sub-Adviser”) (the “Agreement”), and is effective as of [ ] [ ], 2021 (the “Effective Date”).
FORM OF AMENDMENT NUMBER 14 TO THE AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • August 16th, 2021 • Hartford Mutual Funds Ii Inc
Contract Type FiledAugust 16th, 2021 CompanyThis Amendment Number 14 (the “Amendment”) to the Amended and Restated Principal Underwriting Agreement, by and between Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., and Hartford Schroders Opportunistic Income Fund on behalf each Fund listed on Schedule A (each a “Fund”), and is effective as of [ ], 2021 (the “Effective Date”).
FORM OF FIRST AMENDMENT TO THE AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • August 16th, 2021 • Hartford Mutual Funds Ii Inc
Contract Type FiledAugust 16th, 2021 CompanyThis FIRST AMENDMENT, dated [●], 2021, amends the Amended and Restated Expense Limitation Agreement between The Hartford Mutual Funds, Inc. (“HMF”) and The Hartford Mutual Funds II, Inc. (“HMF II” and together with HMF, the “Companies”) and Hartford Funds Management Company LLC (the “Adviser”), dated February 28, 2021 (the “Agreement”).
FORM OF AMENDMENT NUMBER 2 TO THE INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 16th, 2021 • Hartford Mutual Funds Ii Inc
Contract Type FiledAugust 16th, 2021 CompanyThis AMENDMENT NUMBER 2 (the “Amendment”), amends that certain INVESTMENT MANAGEMENT AGREEMENT, by and between Hartford Funds Management Company, LLC (the “Adviser”), The Hartford Mutual Funds, Inc. (“HMF”), and The Hartford Mutual Funds II, Inc. (“HMF II”), on their own behalf and on behalf of each series listed on Schedule A hereto (each a “Fund”), dated February 29, 2016, with respect to HMF, and dated March 14, 2016, with respect to HMF II (the “Agreement”), and is effective as of [ ] [ ], 2021 (the “Effective Date”).
FORM OF AMENDMENT THIRTEEN TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • August 16th, 2021 • Hartford Mutual Funds Ii Inc
Contract Type FiledAugust 16th, 2021 CompanyThis Amendment Thirteen (the “Amendment”) to that certain Fund Accounting Agreement, dated December 31, 2014, by and between Hartford Funds Management Company, LLC (the “Fund Accountant”) and the Registrants listed on Schedule A with respect to each series thereof (each a “Fund”) (the “Agreement”) is effective as of May 1, 2021 (the “Effective Date”).