HANMI FINANCIAL CORPORATIONUnderwriting Agreement • August 19th, 2021 • Hanmi Financial Corp • National commercial banks • New York
Hanmi Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the Underwriters named in Schedule I hereto (each an “Underwriter” and, collectively, the “Underwriters” or “you”) and for whom Piper Sandler & Co. (“Piper Sandler”) and Keefe, Bruyette & Woods, Inc., A Stifel Company (“KBW”), are acting as representatives (the “Representatives”), $110,000,000 aggregate principal amount of its 3.750% Fixed-to-Floating Rate Subordinated Notes due 2031 (the “Securities”). The Securities are to be issued pursuant to a Subordinated Indenture, to be dated as of August 20, 2021 (the “Base Indenture”), between the Company, as issuer, and Wilmington Trust, National Association, as the trustee (the “Trustee”), as supplemented by the First Supplemental Indenture between the Company and the Trustee, to be dated as of August 20, 2021 (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). In all dealings hereunder, the Representatives s
