AMENDMENT NUMBER 3 TO THE INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • September 30th, 2021 • Hartford Mutual Funds Ii Inc
This AMENDMENT NUMBER 3 (the “Amendment”), amends that certain INVESTMENT MANAGEMENT AGREEMENT, by and between Hartford Funds Management Company, LLC (the “Adviser”), The Hartford Mutual Funds, Inc. (“HMF”), and The Hartford Mutual Funds II, Inc. (“HMF II”), on their own behalf and on behalf of each series listed on Schedule A hereto (each a “Fund”), dated February 29, 2016, with respect to HMF, and dated March 14, 2016, with respect to HMF II (the “Agreement”), and is effective as of September 24, 2021 (the “Effective Date”).
AMENDMENT NUMBER 15 TO THE AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • September 30th, 2021 • Hartford Mutual Funds Ii Inc
This Amendment Number 15 (the “Amendment”) to the Amended and Restated Principal Underwriting Agreement, by and between Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., and Hartford Schroders Opportunistic Income Fund on behalf each Fund listed on Schedule A (each a “Fund”), and is effective as of September 24, 2021 (the “Effective Date”).
SIXTH AMENDMENT TO SUB-SUBADVISORY AGREEMENTSub-Subadvisory Agreement • September 30th, 2021 • Hartford Mutual Funds Ii Inc
This Sixth Amendment to the Sub-SubAdvisory Agreement by and between Schroder Investment Management North America Inc. (“SIMNA”) and Schroder Investment Management North America Limited (“SIMNA Limited”) is effective as of August 2, 2021.
SEVENTH AMENDMENT TO SUB-SUBADVISORY AGREEMENTSub-Subadvisory Agreement • September 30th, 2021 • Hartford Mutual Funds Ii Inc
This Seventh Amendment to the Sub-SubAdvisory Agreement by and between Schroder Investment Management North America Inc. (“SIMNA”) and Schroder Investment Management North America Limited (“SIMNA Limited”) is effective as of September 7, 2021.
EIGHTH AMENDMENT TO SUB-SUBADVISORY AGREEMENTSub-Subadvisory Agreement • September 30th, 2021 • Hartford Mutual Funds Ii Inc
This Eighth Amendment to the Sub-SubAdvisory Agreement by and between Schroder Investment Management North America Inc. (“SIMNA”) and Schroder Investment Management North America Limited (“SIMNA Limited”) is effective as of September 24, 2021.
AMENDMENT NUMBER 5 TO THE SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 30th, 2021 • Hartford Mutual Funds Ii Inc
This AMENDMENT NUMBER 5 (the “Amendment”) amends that certain SUB-ADVISORY AGREEMENT, dated October 19, 2016, by and between Hartford Funds Management Company, LLC (the “Adviser”), and Schroder Investment Management North America Inc. (the “Sub-Adviser”) (the “Agreement”), and is effective as of September 24, 2021 (the “Effective Date”).
FORM OF SECOND AMENDMENT TO THE AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • September 30th, 2021 • Hartford Mutual Funds Ii Inc
This SECOND AMENDMENT, dated September 24, 2021, amends the Amended and Restated Expense Limitation Agreement between The Hartford Mutual Funds, Inc. (“HMF”) and The Hartford Mutual Funds II, Inc. (“HMF II” and together with HMF, the “Companies”) and Hartford Funds Management Company, LLC (the “Adviser”), dated February 28, 2021 (the “Agreement”).
