PUERTO RICO FIXED INCOME FUND, INC. TAX-FREE SECURED OBLIGATIONS DEALER AGREEMENTTerms Agreement • May 3rd, 2022 • Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc. • Puerto Rico
AGREEMENT dated as of , 2021 by and between [•] (hereinafter, “[•]” or, the “Dealer”) and [•] (hereinafter, the “Fund”). Capitalized terms used and not otherwise defined herein shall have the same meaning given to such terms in the Registration Statement on Form N-2 (as defined below).
TAX-FREE FIXED INCOME FUND II FOR PUERTO RICO RESIDENTS, INC. AMENDED AND RESTATED UNDERWRITING AGREEMENT May 13, 2021Underwriting Agreement • May 3rd, 2022 • Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc. • Puerto Rico
Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc. (the “Fund”), a corporation organized under the laws of the Commonwealth of Puerto Rico (“Puerto Rico”) and a non-diversified investment company registered under the Investment Company Act of 1940, as amended, (the “ICA”), proposes to issue and sell to you (“UBSPR” or the “Underwriter”), 5,000,000 shares of its common stock, par value $0.01 per share (the “Firm Shares”). In addition, the Fund hereby grants the Underwriter an option (the “Option”) to purchase up to an additional 750,000 shares of its common stock, par value $0.01 per share (the “Option Shares”) solely for the purpose of covering over-allotments. The Firm Shares and the Option Shares are collectively referred to herein as the “Shares”. This Amended and Restated Underwriting Agreement is called the “Underwriting Agreement.”
TAX-FREE FIXED INCOME FUND II FOR PUERTO RICO RESIDENTS, INC. AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 3rd, 2022 • Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc. • Puerto Rico
Amended and Restated Investment Advisory Agreement (the “Agreement”) made and entered into as of May 12, 2021, by and between Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc. (the “Fund”), a corporation organized under the laws of the Commonwealth of Puerto Rico and a management investment company currently registering under the Investment Company Act of 1940, as amended (the “1940 Act”), and UBS Asset Managers of Puerto Rico, a division of UBS Trust Company of Puerto Rico (the “Adviser”), the Fund’s investment adviser, currently registering under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
TAX-FREE FIXED INCOME FUND II FOR PUERTO RlCO RESIDENTS, INC. AMENDED AND RESTATED TRANSFER AGENCY, REGISTRAR, AND SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • May 3rd, 2022 • Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc. • Puerto Rico
THIS AMENDED AND RESTATED AGREEMENT (this “Agreement”) is made and entered into as of May 13. 202 I, by and between Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc. (the “Fund”), a corporation organized under the laws of the Commonwealth of Puerto Rico and an investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) and UBS Trust Company of Puerto Rico (“UBSTC”), a trust company duly organized and having its principal office and principal place of business in Puerto Rico.
CUSTODY AGREEMENTCustody Agreement • May 3rd, 2022 • Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc. • Puerto Rico
CUSTODY AGREEMENT, made as of May 12, 2021 by and between Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc., a corporation organized under the laws of the Commonwealth of Puerto Rico and an investment company registered under the Puerto Rico Investment Companies Act (the “Fund”), and UBS Trust Company of Puerto Rico, a trust company organized and having its principal office and place of business in Puerto Rico (“UBS TC”). Capitalized terms not otherwise defined herein will have the same meaning as in the Fund’s Prospectus dated on or about May, 2011.
TAX-FREE FIXED INCOME FUND II FOR PUERTO RICO RESIDENTS, INC. AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • May 3rd, 2022 • Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc. • Puerto Rico
AMENDED AND RESTATED ADMINISTRATION AGREEMENT, made as of the day of May 12, 2021 between Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc., a corporation organized under the laws of the Commonwealth of Puerto Rico and an investment company registered under the US Investment Company Act of 1940, as amended (the “Fund”), and UBS Trust Company of Puerto Rico, a trust company duly organized and having its principal office and principal place or business in Puerto Rico (the “Administrator” or “PWTC”). Capitalized terms not otherwise defined herein will have the same meaning as in the Fund’s Prospectus dated on or about May, 2021.
