AMENDMENT NUMBER 6 TO THE INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 24th, 2022 • Hartford Mutual Funds Ii Inc
Contract Type FiledMay 24th, 2022 CompanyThis AMENDMENT NUMBER 6 (the “Amendment”), amends that certain INVESTMENT MANAGEMENT AGREEMENT, by and between Hartford Funds Management Company, LLC (the “Adviser”), The Hartford Mutual Funds, Inc. (“HMF”), and The Hartford Mutual Funds II, Inc. (“HMF II”), on their own behalf and on behalf of each series listed on Schedule A hereto (each a “Fund” and collectively, the “Funds”), dated February 29, 2016, with respect to HMF, and dated March 14, 2016, with respect to HMF II (the “Agreement”), and is effective as of May 23, 2022 (the “Effective Date”).
FORM OF NINTH AMENDMENT TO SUB-SUBADVISORY AGREEMENTSub-Subadvisory Agreement • May 24th, 2022 • Hartford Mutual Funds Ii Inc
Contract Type FiledMay 24th, 2022 CompanyThis Ninth Amendment to the Sub-SubAdvisory Agreement by and between Schroder Investment Management North America Inc. (“SIMNA”) and Schroder Investment Management North America Limited (“SIMNA Limited”) is effective as of May 24, 2022.
FIRST AMENDMENT TO THE AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • May 24th, 2022 • Hartford Mutual Funds Ii Inc
Contract Type FiledMay 24th, 2022 CompanyThis FIRST AMENDMENT dated May 20, 2022, amends the Amended and Restated Expense Limitation Agreement between The Hartford Mutual Funds, Inc. (“HMF”) and The Hartford Mutual Funds II, Inc. (“HMF II” and together with HMF, the “Companies”) and Hartford Funds Management Company, LLC (the “Adviser”), dated February 28, 2022 (the “Agreement”).
AMENDMENT NUMBER 16 TO THE AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • May 24th, 2022 • Hartford Mutual Funds Ii Inc
Contract Type FiledMay 24th, 2022 CompanyThis Amendment Number 16 (the “Amendment”) to the Amended and Restated Principal Underwriting Agreement, by and between Hartford Funds Distributors, LLC, The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., and Hartford Schroders Opportunistic Income Fund on behalf each Fund listed on Schedule A (each a “Fund”), and is effective as of May 23, 2022 (the “Effective Date”).
AMENDMENT NUMBER 8 TO THE SUB-ADVISORY AGREEMENTSub-Advisory Agreement • May 24th, 2022 • Hartford Mutual Funds Ii Inc
Contract Type FiledMay 24th, 2022 CompanyThis AMENDMENT NUMBER 8 (the “Amendment”) amends that certain SUB-ADVISORY AGREEMENT, dated October 19, 2016, by and between Hartford Funds Management Company, LLC (the “Adviser”), and Schroder Investment Management North America Inc. (the “Sub-Adviser”) (the “Agreement”), and is effective as of May 24, 2022 (the “Effective Date”).