AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • June 2nd, 2022 • Manning & Napier, Inc. • Investment advice • New York
Contract Type FiledJune 2nd, 2022 Company Industry JurisdictionThis AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of March 31, 2022 (the “Execution Date”), by and between Callodine MidCo, Inc. (“MidCo,” together with its successors and assigns, the “Company”), and Marc Mayer (the “Executive”).
LIMITED GUARANTEELimited Guarantee • June 2nd, 2022 • Manning & Napier, Inc. • Investment advice • Delaware
Contract Type FiledJune 2nd, 2022 Company Industry JurisdictionTHIS LIMITED GUARANTEE (this “Guarantee”), dated as of March 31, 2022 is made by East Asset Management, LLC, a Delaware limited liability company (the “Guarantor”), in favor of Manning & Napier, Inc., a Delaware corporation (the “Guaranteed Party”).
EAST ASSET MANAGEMENT, LLCEquity Financing Commitment • June 2nd, 2022 • Manning & Napier, Inc. • Investment advice • Delaware
Contract Type FiledJune 2nd, 2022 Company Industry JurisdictionThis letter agreement sets forth the commitment of East Asset Management, LLC (“Investor”) to contribute, or cause the contribution of, that certain amount of equity financing to Callodine MidCo, Inc., a Delaware corporation (“Parent”), on the terms and subject to the conditions set forth herein. It is contemplated that, pursuant to that certain Agreement and Plan of Merger (as amended, restated, supplemented and/or otherwise modified from time to time, the “Merger Agreement”), dated as of March 31, 2022, by and among Parent, a Delaware corporation, Callodine Merger Sub, Inc., a Delaware corporation and a direct wholly-owned subsidiary of Parent (“Corp Merger Sub”), Callodine Merger Sub, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Corp Merger Sub (“LLC Merger Sub,” and together with Corp Merger Sub, the “Merger Subs”), Manning & Napier, Inc., a Delaware corporation (the “Company”), and Callodine Merger Sub, LLC, a Delaware limited liability company