PIMCO CALIFORNIA FLEXIBLE MUNICIPAL INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST June 16, 2022Agreement and Declaration of Trust • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund • Massachusetts
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made this 16th day of June 2022 by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided, amending and restating the Amended and Restated Agreement and Declaration of Trust made at Boston, Massachusetts the 25th day of March 2022, for the purposes of eliminating references to the sole initial trustee, adding Trustees as signatories hereto and making such other changes as deemed necessary by the Trustees.
PIMCO CALIFORNIA FLEXIBLE MUNICIPAL INCOME FUND Subscription AgreementSubscription Agreement • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund • Massachusetts
This Agreement made as of March 25, 2022, by and between PIMCO California Flexible Municipal Income Fund, a Massachusetts business trust (the “Fund”), and Allianz Fund Investments, Inc. (the “Subscriber”);
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund • Massachusetts
INVESTMENT MANAGEMENT AGREEMENT, made this 14th day of April, 2022, between PIMCO California Flexible Municipal Income Fund, a closed-end management investment company organized as a Massachusetts business trust (the “Fund”), and Pacific Investment Management Company LLC (“PIMCO”).
AMENDED AND RESTATED SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund • Massachusetts
This Amended and Restated Sub-Administration Agreement dated as of July 02, 2007 is by and between Pacific Investment Management Company, LLC, a Delaware limited liability company (the “Administrator”) and State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”).
AMENDED AND RESTATED DISTRIBUTION CONTRACT PIMCO Interval Funds New York, New York 10019 March 21, 2018Distribution Agreement • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund
This will confirm the agreement between the undersigned closed-end investment companies listed on Schedule A attached hereto (each, a “Fund”) and you (the “Distributor”) amending and restating the Distribution Contract dated December 14, 2016, as follows:
PIMCO Interval Funds Selected Dealer AgreementSelected Dealer Agreement • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund • New York
WHEREAS, each closed-end “interval” investment company set forth in Exhibit A (each referred to as a “Fund”) has appointed Distributor as exclusive agent to sell and distribute each class of shares of the Fund, which are distributed by Distributor and sold by the Fund at their offering prices as set forth in the Fund’s prospectus and statement of additional information and as provided in Distributor’s Distribution Contract with respect to such Fund; and
April 22, 2022 State Street Bank and Trust CompanyCustody and Investment Accounting Agreement • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund
AGENCY AGREEMENTAgency Agreement • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund • New York
THIS AGENCY AGREEMENT made the 22nd day of February, 2017, by and between PACIFIC INVESTMENT MANAGEMENT COMPANY, LLC (“PIMCO”), a limited liability company organized under the laws of the State of Delaware, on behalf of PIMCO Flexible Credit Income Fund, a registered investment company organized under the laws of the Commonwealth of Massachusetts, having its principal place of business at 650 Newport Center Drive, Newport Beach, California 92660 (the “Financial Product”), and any other Financial Products set forth on Attachment I, attached hereto, as amended from time to time (each such fund hereinafter jointly and severally referred to as “Financial Product”) and DST SYSTEMS, INC., a corporation existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”) (the “Agreement” or the “Agency Agreement”).
CUSTODY AND INVESTMENT ACCOUNTING AGREEMENTCustody and Investment Accounting Agreement • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund • Massachusetts
THIS AGREEMENT is made effective the 1st day of January, 2000 by and between STATE STREET BANK AND TRUST COMPANY, a trust company chartered under the laws of the Commonwealth of Massachusetts, having its principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (“State Street”), EACH REGISTERED INVESTMENT COMPANY LISTED ON SCHEDULE A hereto, as it may be amended from time to time, incorporated herein by this reference, each having its principal office and place of business at 840 Newport Center Drive, Newport Beach, CA 92660 (each sometimes referred to as a “Fund” and, collectively, the “Funds”), and PACIFIC INVESTMENT MANAGEMENT COMPANY, a Delaware partnership having its principal office and place of business at 840 Newport Center Drive, Newport Beach, CA 92660 (“PIMCO”), acting as administrator for each Fund.
EXPENSE LIMITATION AGREEMENT PIMCO California Flexible Municipal Income Fund New York, New York 10019 April 14, 2022Expense Limitation Agreement • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund
This Agreement is between Pacific Investment Management Company LLC (“PIMCO”) and PIMCO California Flexible Municipal Income Fund (“CAFLX” or the “Fund”) and is made effective as of April 14, 2022. This will confirm the agreement between PIMCO and the Fund as follows:
NINETEENTH AMENDMENT TO AMENDED AND RESTATED SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund
This Nineteenth Amendment to the Amended and Restated Sub-Administration Agreement (the “Amendment”) is made as of April 22, 2022 by and between Pacific Investment Management Company LLC, a Delaware limited liability company (the “Administrator”), and State Street Bank and Trust Company, a Massachusetts trust company (“Sub-Administrator”).
FORM OF ADDENDUM TO SALES AGREEMENTSales Contracts • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund
This Addendum to the Sales Agreement is entered into between PIMCO Investments LLC (“Distributor”), and [ ] (“Intermediary”), as of the [ ] day of [ ], 2022.
MANAGEMENT FEE WAIVER AGREEMENT PIMCO California Flexible Municipal Income Fund New York, New York 10019 April 14, 2022Management Fee Waiver Agreement • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund
This letter (the “Agreement”) will confirm the agreement between PIMCO California Flexible Municipal Income Fund (the “Fund”) and Pacific Investment Management Company LLC (“PIMCO”), as follows:
AMENDMENT NO. 6 TO AMENDED AND RESTATED DISTRIBUTION CONTRACTDistribution Agreement • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund
AMENDMENT dated April 14, 2022 to the Amended and Restated Distribution Contract (the “Contract”) entered into on March 21, 2018, as amended, by and between PIMCO Flexible Credit Income Fund (“PFLEX”), PIMCO Flexible Municipal Income Fund (“PMFLX”) and PIMCO Flexible Emerging Markets Income Fund (“EMFLX” and, together with PMFLX and PFLEX, the “Funds”) and PIMCO Investments LLC (the “Distributor”). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Contract and Amendment described herein.
ADOPTION AGREEMENTAdoption Agreement • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund
This Adoption Agreement, dated as of March 25, 2022 (this “Adoption Agreement”), by and among DST SYSTEMS, INC. (“DST”), a Delaware corporation, PACIFIC INVESTMENT MANAGEMENT COMPANY, LLC (“PIMCO”), a Delaware limited liability company and PIMCO CALIFORNIA FLEXIBLE MUNICIPAL INCOME FUND, a Massachusetts Business Trust (the “Additional Product”).
