FIRST AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT STONE RIDGE TRUST On behalf of its seriesInvestment Management Agreement • February 24th, 2023 • Stone Ridge Trust
This First Amended and Restated Investment Management Agreement (the “Agreement”) is made as of January 31, 2013 between Stone Ridge Trust (the “Trust”), a Delaware statutory trust, on behalf of its series Stone Ridge Reinsurance Risk Premium Fund and Stone Ridge High Yield Reinsurance Risk Premium Fund (each a “Fund” and together the “Funds”), and Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Adviser” and, together with the Trust and the Funds, the “Parties”).
FIRST AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT STONE RIDGE TRUST On behalf of its series Stone Ridge U.S. Large Cap Variance Risk Premium FundInvestment Management Agreement • February 24th, 2023 • Stone Ridge Trust
This First Amended and Restated Investment Management Agreement (the “Agreement”), is made as of October 28, 2019 between Stone Ridge Trust (the “Trust”), a Delaware statutory trust, on behalf of its series Stone Ridge U.S. Large Cap Variance Risk Premium Fund (the “Fund”), and Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Adviser” and, together with the Trust and the Funds, the “Parties”).
AMENDMENT 6Confidential • February 24th, 2023 • Stone Ridge Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of October 21, 2022 (the “Effective Date”):
FIFTH AMENDMENT TO THE STONE RIDGE TRUST AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 24th, 2023 • Stone Ridge Trust
THIS FIFTH AMENDMENT, effective as of October 21, 2022, to the Amended and Restated Fund Administration Servicing Agreement, dated October 30, 2017, (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company.
FOURTH AMENDMENT TO THE STONE RIDGE TRUST AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 24th, 2023 • Stone Ridge Trust
THIS FOURTH AMENDMENT, effective as of October 21, 2022, to the Amended and Restated Transfer Agent Servicing Agreement, dated October 30, 2017, (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company.
STONE RIDGE TRUST ADDENDUM TO THE AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTStone Ridge Trust • February 24th, 2023 • Stone Ridge Trust
This Addendum (the “Addendum”) to the Amended and Restated Fund Administration Servicing Agreement dated October 30, 2017 by and between Stone Ridge Trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. Bancorp Fund Services, LLC, d/b/a U.S. Bank Global Fund Services (“USBGFS”), as amended (the “Agreement”), is entered into as of the last date in the signature block (the “Effective Date”).
FOURTH AMENDMENT TO THE STONE RIDGE TRUST SECOND AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • February 24th, 2023 • Stone Ridge Trust
THIS FOURTH AMENDMENT, effective as of October 21, 2022, to the Second Amended and Restated Custody Agreement, dated as of September 24, 2020 (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
STONE RIDGE ASSET MANAGEMENT LLCStone Ridge Trust • February 24th, 2023
THIRD AMENDMENT TO THE STONE RIDGE TRUST SECOND AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • February 24th, 2023 • Stone Ridge Trust
THIS THIRD AMENDMENT, dated as of February 4, 2022, to the Second Amended and Restated Custody Agreement, dated as of September 24, 2020 (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
FIFTH AMENDMENT TO THE STONE RIDGE TRUST AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • February 24th, 2023 • Stone Ridge Trust
THIS FIFTH AMENDMENT, as of October 21, 2022, to the Amended and Restated Fund Accounting Servicing Agreement, dated October 30, 2017, (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company.
