GLADSTONE INVESTMENT CORPORATION Up to $50,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • August 8th, 2023 • Gladstone Investment Corporation\de • New York
Gladstone Investment Corporation FIRST AMENDMENT TO SALES AGREEMENTSales Agreement • August 8th, 2023 • Gladstone Investment Corporation\de
FIRST AMENDMENT TO SALES AGREEMENT, dated as of August 7, 2023 (this “First Amendment”), by and among Gladstone Investment Corporation, a Delaware corporation (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”) and Oppenheimer & Co. Inc. (the “Agent”).
Gladstone Investment Corporation FIRST AMENDMENT TO SALES AGREEMENTSales Agreement • August 8th, 2023 • Gladstone Investment Corporation\de
FIRST AMENDMENT TO SALES AGREEMENT, dated as of August 7, 2023 (this “First Amendment”), by and among Gladstone Investment Corporation, a Delaware corporation (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”) and Virtu Americas LLC (the “Agent”).
