THE HARTFORD MUTUAL FUNDS SELLING AGREEMENTSelling Agreement • September 20th, 2023 • Hartford Mutual Funds Ii Inc • New York
HARTFORD FUNDS DISTRIBUTORS, LLC (the “Distributor”) as principal underwriter or distributor and exclusive selling agent for the shares of THE HARTFORD MUTUAL FUNDS, INC. and THE HARTFORD MUTUAL FUNDS II, INC. (each a “Company”), each comprised of separate series (to which additional series may be added by the respective Company from time to time) listed on the attached Appendix A (each; a “Fund” and, collectively, the “Funds”) understands that you, the undersigned dealer firm, are a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), and, on the basis of such understanding, invites you to become a member of the Selling Group to distribute shares of the Funds on the following terms.
Hartford FundsHartford Mutual Funds Ii Inc • September 20th, 2023
Appendix A of the Custodian Agreement made as of December 31, 2014, and effective as of January 1, 2015, as amended, modified, or supplemented from time to time (the “Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street”), is hereby amended and replaced with Appendix A attached hereto.
TENTH AMENDMENT TO THE AMENDED AND RESTATED GLOBAL SECURITIES LENDING AGENCY AGREEMENTGlobal Securities Lending Agency Agreement • September 20th, 2023 • Hartford Mutual Funds Ii Inc
This Amendment, dated September 20, 2023, hereby amends the Amended and Restated Global Securities Lending Agency Agreement (the “Agency Agreement”) dated as of October 1, 2019, as amended from time to time, between (i) CITIBANK, N.A., a national banking organization (the “Agent”) and (ii) each of the registered investment companies identified on the signature page hereto (each a “Registrant” and collectively, the “Registrants”) on behalf of each of its respective series identified on Appendix A (each a “Lender” and collectively, the “Lenders”). Capitalized terms used herein without definition shall have the meaning assigned thereto in the Agency Agreement.
AMENDMENT NUMBER 9 TO THE SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 20th, 2023 • Hartford Mutual Funds Ii Inc
This AMENDMENT NUMBER 9 (the “Amendment”) amends that certain SUB-ADVISORY AGREEMENT, dated October 19, 2016, by and between Hartford Funds Management Company, LLC (the “Adviser”), and Schroder Investment Management North America Inc. (the “Sub-Adviser”) (the “Agreement”), and is effective as of September 12, 2023 (the “Effective Date”).
AMENDMENT NUMBER EIGHTEEN TO THE PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • September 20th, 2023 • Hartford Mutual Funds Ii Inc
This Amendment Number Eighteen (the “Amendment”) to the Principal Underwriting Agreement is made as of this 26th day of July 2023, by and between Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. on behalf each fund listed on Schedule A.
TENTH AMENDMENT TO SUB-SUBADVISORY AGREEMENTSub-Subadvisory Agreement • September 20th, 2023 • Hartford Mutual Funds Ii Inc
This Tenth Amendment to the Sub-SubAdvisory Agreement by and between Schroder Investment Management North America Inc. (“SIMNA”) and Schroder Investment Management North America Limited (“SIMNA Limited”) is effective as of September 12, 2023.
AMENDMENT NUMBER NINETEEN TO THE PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • September 20th, 2023 • Hartford Mutual Funds Ii Inc
This Amendment Number Nineteen (the “Amendment”) to the Principal Underwriting Agreement is made as of this 12th day of September 2023, by and between Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), and each of The Hartford Mutual Funds, Inc., on behalf of its series listed on Schedule A, The Hartford Mutual Funds II, Inc., on behalf of its series listed on Schedule A, and Hartford Schroders Private Opportunities Fund.
AMENDMENT NUMBER 8 TO THE INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • September 20th, 2023 • Hartford Mutual Funds Ii Inc
This AMENDMENT NUMBER 8 (the “Amendment”), amends that certain INVESTMENT MANAGEMENT AGREEMENT, by and between Hartford Funds Management Company, LLC (the “Adviser”), The Hartford Mutual Funds, Inc. (“HMF”), and The Hartford Mutual Funds II, Inc. (“HMF II”), on their own behalf and on behalf of each series listed on Schedule A hereto (each a “Fund” and collectively, the “Funds”), dated February 29, 2016, with respect to HMF, and dated March 14, 2016, with respect to HMF II (the “Agreement”), and is effective as of September 12, 2023 (the “Effective Date”).
FIRST AMENDMENT TO THE AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • September 20th, 2023 • Hartford Mutual Funds Ii Inc
This FIRST AMENDMENT dated September 7, 2023, amends the Amended and Restated Expense Limitation Agreement between The Hartford Mutual Funds, Inc. (“HMF”) and The Hartford Mutual Funds II, Inc. (“HMF II” and together with HMF, the “Companies”) and Hartford Funds Management Company, LLC (the “Adviser”), dated February 28, 2023 (the “Agreement”).
