RULE 12d1-4 INVESTMENT AGREEMENTRule 12d1-4 Investment Agreement • December 29th, 2023 • Nuveen Investment Trust Iii • Illinois
THIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RENEWAL OF DISTRIBUTION AGREEMENTSDistribution Agreement • December 29th, 2023 • Nuveen Investment Trust Iii
Agreement made this 15th day of August, 2023 by and between the entities listed on Appendix A (each a “Fund”), and NUVEEN SECURITIES, LLC, a Delaware limited liability company (the “Underwriter”);
NUVEEN FUNDS CONTINUANCE OF MANAGEMENT AGREEMENTSManagement Agreement • December 29th, 2023 • Nuveen Investment Trust Iii
Agreement made as of this 31st day of July 2023, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2023.
