RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • December 29th, 2023 • Nuveen Investment Trust Iii • Illinois
Contract Type FiledDecember 29th, 2023 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
NUVEEN FUNDS CONTINUANCE OF MANAGEMENT AGREEMENTSNuveen Funds • December 29th, 2023 • Nuveen Investment Trust Iii
Contract Type FiledDecember 29th, 2023 CompanyAgreement made as of this 31st day of July 2023, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2023.
RENEWAL OF DISTRIBUTION AGREEMENTSRenewal of Distribution Agreements • December 29th, 2023 • Nuveen Investment Trust Iii
Contract Type FiledDecember 29th, 2023 CompanyAgreement made this 15th day of August, 2023 by and between the entities listed on Appendix A (each a “Fund”), and NUVEEN SECURITIES, LLC, a Delaware limited liability company (the “Underwriter”);