TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 28th, 2024 • Alger ETF Trust
THIS AGREEMENT is made as of the 1st day of June, 2023, by and between The Alger ETF Trust (the “Trust”), including on behalf of each of its series listed on Appendix A hereto (as such Appendix may be amended from time to time) (each, a “Fund” and collectively, the “Funds”) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 240 Greenwich Street, New York, New York 10286 (the “Bank”).
CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON And Each Customer Listed on Appendix ICustody Agreement • March 28th, 2024 • Alger ETF Trust • New York
This Custody Agreement is made and entered into as of the latest date set forth on the signature page hereto (the “Effective Date”) by and between THE BANK OF NEW YORK MELLON, a New York state chartered bank (“BNY Mellon”), and each investment company identified on Appendix I and each investment company which becomes a party to this Agreement in accordance with the terms hereof, including, if applicable, each series of the investment companies identified on Appendix I and each series which becomes a party to this Agreement in accordance with the terms hereof (each such investment company, or series thereof, severally, and not jointly (the “Customer”). BNY Mellon and Customer are collectively referred to as the “Parties” and individually as a “Party”.
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • March 28th, 2024 • Alger ETF Trust • New York
THIS AGREEMENT is made as of June 1, 2023 by and between each investment company referenced on the signature page hereto (each, a “Fund” and collectively, the “Funds” as applicable) and The Bank of New York Mellon, a New York corporation authorized to do a banking business (“BNY Mellon”).
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • March 28th, 2024 • Alger ETF Trust
AGREEMENT made as of June 1, 2023 by and between each entity listed on Annex I attached hereto (each such entity severally, not jointly, the “Fund”) and The Bank of New York Mellon (“BNY”).
AMENDMENT TO FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • March 28th, 2024 • Alger ETF Trust
This Amendment is an amendment to the Foreign Custody Manager Agreement between The Bank of New York Mellon (“BNY Mellon”) and each entity set forth on Annex I thereto (each such entity severally, not jointly, the “Fund”) dated as of June 1, 2023 (the “Agreement”).
AUTHORIZED PARTICIPANT AGREEMENT THE ALGER ETF TRUSTAuthorized Participant Agreement • March 28th, 2024 • Alger ETF Trust • New York
The following are the names, titles, and signatures of all Participant’s persons authorized to give instructions, notices, or submit Orders or other requests pursuant to this Agreement.
AMENDMENT TO EXHIBIT A OF THE AMENDED & RESTATED DISTRIBUTION AGREEMENT FOR THE ALGER ETF TRUSTDistribution Agreement • March 28th, 2024 • Alger ETF Trust
Pursuant to the Amended & Restated Distribution Agreement dated February 11, 2021, by and between The Alger ETF Trust and Fred Alger & Company, LLC (as amended to date, the “Agreement”), the parties agree to amend the Agreement effective February 20, 2024 as follows:
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • March 28th, 2024 • Alger ETF Trust
This Amendment is an amendment to the Custody Agreement between The Bank of New York Mellon (“BNY Mellon”) and each investment company identified on Appendix I thereto (each a “Customer”) dated as of June 1, 2023 (the “Agreement”).
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • March 28th, 2024 • Alger ETF Trust
This Amendment is an amendment to the Fund Administration and Accounting Agreement between The Bank of New York Mellon (“BNY Mellon”) and each investment company referenced on the signature page thereto (each, a “Fund”) dated as of June 1, 2023 (the “Agreement”).
AMENDMENT TO THE FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • March 28th, 2024 • Alger ETF Trust
This Amendment is an amendment to the Fund Administration and Accounting Agreement between The Bank of New York Mellon (“BNY Mellon”) and each investment company that is a party to such agreement (each a “Customer”) dated as of June 1, 2023 (the “Agreement”).
AMENDMENT TO THE FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • March 28th, 2024 • Alger ETF Trust
This Amendment is an amendment to the Fund Administration and Accounting Agreement between The Bank of New York Mellon (“BNY Mellon”) and each investment company that is a party to such agreement (each a “Customer”) dated as of June 1, 2023 (the “Agreement”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 28th, 2024 • Alger ETF Trust
This Amendment is an amendment to the Transfer Agency and Service Agreement between The Bank of New York Mellon (“BNY Mellon”) and The Alger ETF Trust (the “Trust”) dated as of June 1, 2023 (the “Agreement”).
AMENDMENT TO SCHEDULE I OF THE AMENDED & RESTATED INVESTMENT MANAGEMENT AGREEMENT FOR THE ALGER ETF TRUSTInvestment Management Agreement • March 28th, 2024 • Alger ETF Trust
Pursuant to the Amended & Restated Investment Management Agreement, dated February 11, 2021, by and between The Alger ETF Trust, and Fred Alger Management, LLC (as amended to date, the “Agreement”), the parties agree to amend the Agreement effective February 20, 2024 as follows:
