Form of Selling Agreement]HSBC Funds • June 27th, 2016 • Delaware
Company FiledJune 27th, 2016 JurisdictionAs the distributor of the shares ("Shares") of each investment company portfolio ("Fund"), of the investment company or companies covered hereunder (collectively, "Company") which may be amended by us from time to time, Foreside Distribution Services, L.P. ("Distributor") hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms "we," "us," and similar words refer to the Distributor, and the terms "you," "your," and similar words refer to the intermediary executing this agreement, including its associated persons.
HSBC FUNDS HSBC Asia ex-Japan Smaller Companies Equity Fund SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 27th, 2016 • HSBC Funds • New York
Contract Type FiledJune 27th, 2016 Company JurisdictionAGREEMENT, effective commencing on June 24, 2016, between HSBC Global Asset Management (Hong Kong) Limited (the "Sub-adviser") and HSBC Global Asset Management (USA) Inc. (the "Manager").
AGREEMENT AND DECLARATION OF TRUST OF HSBC FUNDSAgreement and Declaration of Trust • June 27th, 2016 • HSBC Funds • Delaware
Contract Type FiledJune 27th, 2016 Company Jurisdiction
DISTRIBUTION AGREEMENTDistribution Agreement • June 27th, 2016 • HSBC Funds • New York
Contract Type FiledJune 27th, 2016 Company JurisdictionAGREEMENT made as of June 24, 2016, between HSBC Funds (the "Trust"), having an office at 3435 Stelzer Road, Columbus, OH 43219, and Foreside Distribution Services, L.P. ("Distributor"), having an office at Three Canal Plaza, Suite 100, Portland, Maine 04101.
ADMINISTRATION SERVICES AGREEMENTAdministration Services Agreement • June 27th, 2016 • HSBC Funds • New York
Contract Type FiledJune 27th, 2016 Company JurisdictionAGREEMENT made as of this 24th, day of June, 2016, between HSBC Global Asset Management (USA) Inc. (“HSBC”), a New York corporation having its principal place of business at 452 Fifth Avenue, 7th Floor, New York, New York 10018 and HSBC Funds, a Delaware statutory trust (the “Trust”), with a principal place of business at 4249 Easton Way, Suite 400, Columbus, Ohio 43219.
INVESTMENT ADVISORY CONTRACT HSBC Funds 4249 Easton Way, Suite 400 Columbus, Ohio 43219Investment Advisory Contract • June 27th, 2016 • HSBC Funds
Contract Type FiledJune 27th, 2016 CompanyThis will confirm the agreement between the undersigned HSBC Funds (the "Trust") and HSBC Global Asset Management (USA) Inc. (the "Adviser") as follows:
HSBC FUNDS EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 27th, 2016 • HSBC Funds
Contract Type FiledJune 27th, 2016 CompanyEXPENSE LIMITATION AGREEMENT, effective as of June 24, 2016, by and between HSBC Global Asset Management (USA) Inc. (the “Investment Manager”) and HSBC Funds (the “Trust”), on behalf of each of its series set forth in Schedule A hereto (each, a “Fund”).
HSBC FUNDS HSBC OPPORTUNITY PORTFOLIO SUB-ADVISORY AGREEMENTHSBC Funds HSBC Opportunity Portfolio Sub-Advisory Agreement • June 27th, 2016 • HSBC Funds • Massachusetts
Contract Type FiledJune 27th, 2016 Company JurisdictionAGREEMENT, effective commencing on June 24, 2016, between Westfield Capital Management Company L.P. (the “Sub-adviser”) and HSBC Global Asset Management (USA) Inc. (the “Manager”).
SUPPORT SERVICES AGREEMENT HSBC Funds 4249 Easton Way, Suite 400 Columbus, Ohio 43219Support Services Agreement • June 27th, 2016 • HSBC Funds
Contract Type FiledJune 27th, 2016 CompanyTHIS SUPPORT SERVICES AGREEMENT (“Agreement”) is made between HSBC Global Asset Management (USA), Inc. (“Adviser”) and HSBC Funds (“Trust”) on behalf of its series listed in Schedule A (each, a “Fund”).
OPERATIONAL SUPPORT SERVICES AGREEMENT HSBC Funds 4249 Easton Way, Suite 400 Columbus, Ohio 43219Operational Support Services Agreement • June 27th, 2016 • HSBC Funds
Contract Type FiledJune 27th, 2016 CompanyTHIS OPERATIONAL SUPPORT SERVICES AGREEMENT (“Agreement”) is made between HSBC Global Asset Management (USA), Inc. (“Adviser”) and HSBC Funds (“Trust”) on behalf of its series, HSBC Prime Money Market Fund, HSBC U.S. Government Money Market Fund, HSBC U.S. Treasury Money Market Fund, and HSBC Prime 60 Money Market Fund (each, a “Fund” and collectively, the “Funds”).