Underwriting Agreement, Dated May 21, 2020 GERON CORPORATION (a Delaware corporation) 107,049,375 Shares of Common Stock Pre-Funded Warrants to Purchase up to 8,335,239 Shares of Common Stock Common Warrants to Purchase up to 57,692,307 Shares of...Underwriting Agreement • May 26th, 2020 • Geron Corp • Pharmaceutical preparations • New York
Notwithstanding the foregoing, and subject to the conditions in this paragraph, the undersigned may transfer the Lock-Up Securities without the prior written consent of the Representatives, provided that (1) the Representatives receive a signed lock-up agreement for the balance of the Lock-Up Period from each donee, trustee, distributee, or transferee, as the case may be, (2) any such transfer shall not involve a disposition for value, (3) in the case of clauses (i) through (iii) and (v) below, such transfers are not required to be reported with the Securities and Exchange Commission on Form 4 in accordance with Section 16(a) Exchange Act during the Lock-Up Period, and (4) the undersigned does not otherwise voluntarily effect any public filing or report regarding such transfers during the Lock-Up Period:
