0001213900-13-001626 Sample Contracts

ADDENDUM TO THIRD AMENDED AND RESTATED MANAGING BROKER-DEALER AGREEMENT DATED FEBRUARY 28, 2013 RECITALS

Managing Broker-Dealer Agreement • April 4th, 2013 • GWG Holdings, Inc. • Life insurance

• Contract Type
  Managing Broker-Dealer Agreement
• Filed
  April 4th, 2013
• Company
  GWG Holdings, Inc.
• Industry
  Life insurance

WHEREAS, on or around February 28, 2013, GWG Holdings, Inc., (hereinafter "GWG") and Arque Capital, Ltd., (hereinafter "Arque") entered into the Third Amended and Restated Managing Broker-Dealer Agreement (hereinafter "Agreement"); and