GWG HOLDINGS, INC. Minneapolis, Minnesota 55402GWG Holdings, Inc. • October 23rd, 2015 • Life insurance • Delaware
This letter confirms and comprises the agreement (the “Agreement”) between GWG Holdings, Inc., a Delaware corporation (the “Company”), and Emerson Equity LLC, a California limited liability company (the “Managing Broker-Dealer”), regarding the offering and sale (the “Offering”) of up to $100,000,000 of Redeemable Preferred Stock (the “Preferred”) of the Company to be sold pursuant to a Registration Statement on Form S-1 filed with the United States Securities and Exchange Commission (the “SEC”), as the same is later declared effective by the SEC and as it may be amended and supplemented from time to time (SEC File No. 333-206626, the “Registration Statement”). The prospectus that forms a part of the Registration Statement is hereinafter referred to as the “Prospectus.” References to the Registration Statement include all exhibits to the Registration Statements and any documents incorporated into the Registration Statement by reference.
GWG HOLDINGS, INC. Redeemable Preferred Stock SUBSCRIPTION AGREEMENTSubscription Agreement • October 23rd, 2015 • GWG Holdings, Inc. • Life insurance • Delaware
Please complete this form to purchase Redeemable Preferred Stock. Any sections of this form that are incomplete may be returned to your broker-dealer and may delay your purchase of Redeemable Preferred Stock.
