AMENDED AND RESTATED INDENTURE Dated as of October 23, 2017, by and among GWG Holdings, Inc., as obligor GWG Life, LLC, as guarantor and Bank of Utah, as trustee Debt SecuritiesIndenture • October 26th, 2017 • GWG Holdings, Inc. • Life insurance • Delaware
THIS AMENDED AND RESTATED INDENTURE is hereby entered into as of October 23, 2017, by and among GWG Holdings, Inc., a Delaware corporation (the “Company”), as obligor, GWG Life, LLC, a Delaware limited liability company (the “Guarantor”), as guarantor, and Bank of Utah, a Utah corporation, as trustee (the “Trustee”).
AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • October 26th, 2017 • GWG Holdings, Inc. • Life insurance • Delaware
This Amended and Restated Pledge and Security Agreement (this “Security Agreement”) is entered into as of October 23, 2017, by and among GWG Holdings, Inc., a Delaware corporation (“Holdings”), GWG Life, LLC, a Delaware limited liability company (“GWG Life,” and referred to collectively with Holdings as the “Entity Grantors”), Jon R. Sabes and Steven F. Sabes (collectively, the “Individual Grantors,” and referred to collectively with the Entity Grantors simply as the “Grantors”), and Bank of Utah, in its capacity as indenture trustee under the Indenture (as defined below) and collateral trustee hereunder (the “Trustee”), for the benefit of the holders of L Bonds issued by Holdings under the Indenture and guaranteed by GWG Life (as defined in the Indenture).
