INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 27th, 2018 • Flat Rock Opportunity Fund • New York
Contract Type FiledJune 27th, 2018 Company JurisdictionThis Investment Advisory Agreement (the “Agreement”) is made as of the 18th day of April, 2018, by and between Flat Rock Opportunity Fund, a Delaware Statutory Trust (the “Fund”), and Flat Rock Global, LLC, a Delaware limited liability company (the “Adviser” or “Flat Rock Global”).
PRICING SERVICES AGREEMENTPricing Services Agreement • June 27th, 2018 • Flat Rock Opportunity Fund • Colorado
Contract Type FiledJune 27th, 2018 Company JurisdictionTHIS AGREEMENT is made as of June 19, 2018, between FLAT ROCK OPPORTUNITY FUND, organized as a Delaware statutory trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FLAT ROCK OPPORTUNITY FUND SUBSCRIPTION AGREEMENTFlat Rock Opportunity Fund • June 27th, 2018
Company FiledJune 27th, 2018The undersigned hereby tenders this subscription and applies for the purchase of the dollar amount of common shares of beneficial interest of Flat Rock Opportunity Fund, a Delaware Statutory Trust (the “Fund”), set forth below. If you have any questions, please call Flat Rock Global, LLC at 1-212-596-3421.