CREDIT AGREEMENT Dated as of January 2, 2014 among GROSVENOR CAPITAL MANAGEMENT HOLDINGS, LLLP, as Borrower, GROSVENOR HOLDINGS, L.L.C., as Holdings I, GROSVENOR HOLDINGS II, L.L.C., as Holdings II, GCMH GP, L.L.C., GCM, L.L.C., The Several Lenders...Credit Agreement • September 18th, 2020 • GCM Grosvenor Inc. • Investment advice • New York
CREDIT AGREEMENT, dated as of January 2, 2014, among GROSVENOR CAPITAL MANAGEMENT HOLDINGS, LLLP, an Illinois limited liability limited partnership (the “Borrower”), GROSVENOR HOLDINGS, L.L.C., an Illinois limited liability company (“Holdings I”), GROSVENOR HOLDINGS II, L.L.C., a Delaware limited liability company (“Holdings II”), GCMH GP, L.L.C., a Delaware limited liability company (“GCMH GP”), GCM, L.L.C., a Delaware limited liability company (“GCM LLC”), the banks, financial institutions and other investors from time to time parties hereto as lenders (each a “Lender” and, collectively, the “Lenders”; each as hereinafter further defined), GOLDMAN SACHS BANK USA, as Administrative Agent, Collateral Agent and Swingline Lender, BMO HARRIS BANK N.A., as a Letter of Credit Issuer and BANK OF MONTREAL, CHICAGO BRANCH, as a Letter of Credit Issuer with respect to the Existing Letters of Credit.
PURCHASE AND SALE AGREEMENT by and among GROSVENOR CAPITAL MANAGEMENT HOLDINGS, LLLP, CFIG HOLDINGS, LLC, GROSVENOR CAPITAL MANAGEMENT, L.P., GCM INVESTMENTS GP, LLC and MOSAIC ACQUISITIONS 2020, L.P. Dated as of March 4, 2020Purchase and Sale Agreement • September 18th, 2020 • GCM Grosvenor Inc. • Investment advice • Delaware
This PURCHASE AND SALE AGREEMENT (this “Agreement”), dated as of March 2020, is by and among Grosvenor Capital Management Holdings, LLLP, an Illinois limited liability limited partnership (“GCM LLLP”), CFIG Holdings, LLC, a Delaware limited liability company, Grosvenor Capital Management, L.P., an Illinois limited partnership, and GCM Investments GP, LLC, a Delaware limited liability company (together, the “Seller”), and Mosaic Acquisitions 2020, L.P., a Cayman Islands exempted limited partnership (“SPV”). Each of Seller and SPV are individually referred to in this Agreement as a “Party” and, collectively, as the “Parties”. Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the Partnership Agreement (as defined below).
MOSAIC ACQUISITIONS 2020, L.P. SECOND AMENDED AND RESTATED EXEMPTED LIMITED PARTNERSHIP AGREEMENT Dated: March 4, 2020Limited Partnership Agreement • September 18th, 2020 • GCM Grosvenor Inc. • Investment advice
THIS SECOND AMENDED AND RESTATED EXEMPTED LIMITED PARTNERSHIP AGREEMENT (this “Agreement”)of Mosaic Acquisitions 2020, L.P., a Cayman Islands exempted limited partnership (the “Partnership”) is made and entered into on March 4, 2020 and effective January 1, 2020 (the “Effective Date”), by and among Grosvenor Capital Management Holdings, LLLP, an Illinois limited liability limited partnership (the “General Partner”), Mosaic Feeder, L.P., a Cayman Islands exempted limited partnership (the “Mosaic Feeder”), and Grosvenor Holdings, L.L.C., a Delaware limited liability company (“Holdings”). Each of General Partner, the Mosaic Feeder and Holdings are individually referred to in this Agreement as a “Party” and, collectively, as the “Parties”.
ContractCredit Agreement • September 18th, 2020 • GCM Grosvenor Inc. • Investment advice • New York
AMENDMENT NO. 2 dated as of April 19, 2017 (this “Amendment”) to the CREDIT AGREEMENT, dated as of January 2, 2014, as amended by that certain Amendment No. 1 dated as of August 18, 2016 (the “Credit Agreement”), among GROSVENOR CAPITAL MANAGEMENT HOLDINGS, LLLP, an Illinois limited liability limited partnership (the “Borrower”), GROSVENOR HOLDINGS L.L.C., an Illinois limited liability company, GROSVENOR HOLDINGS II, L.L.C., a Delaware limited liability company, GCMH GP, L.L.C., a Delaware limited liability company, GCM, L.L.C., a Delaware limited liability company, the LENDERS party thereto, GOLDMAN SACHS BANK USA (“Goldman Sachs”), as Administrative Agent, Collateral Agent and Swingline Lender, BMO HARRIS BANK N.A., as a Letter of Credit Issuer, and BANK OF MONTREAL, CHICAGO BRANCH, as a Letter of Credit Issuer.
ContractCredit Agreement • September 18th, 2020 • GCM Grosvenor Inc. • Investment advice • New York
AMENDMENT NO. 3 dated as of August 22, 2017 (this “Amendment”) to the CREDIT AGREEMENT, dated as of January 2, 2014, as amended by that certain Amendment No. 1 dated as of August 18, 2016, that certain Amendment No. 2 dated as of April 19, 2017 and that certain Omnibus Amendment No. 1 dated as of August 15, 2017 (the “Credit Agreement”), among GROSVENOR CAPITAL MANAGEMENT HOLDINGS, LLLP, an Illinois limited liability limited partnership (the “Borrower”), GROSVENOR HOLDINGS L.L.C., an Illinois limited liability company, GROSVENOR HOLDINGS II, L.L.C., a Delaware limited liability company, GCMH GP, L.L.C., a Delaware limited liability company, GCM, L.L.C., a Delaware limited liability company, the LENDERS party thereto, GOLDMAN SACHS BANK USA (“Goldman Sachs”), as Administrative Agent, Collateral Agent and Swingline Lender, BMO HARRIS BANK N.A., as a Letter of Credit Issuer, and BANK OF MONTREAL, CHICAGO BRANCH, as a Letter of Credit Issuer.
THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • September 18th, 2020 • GCM Grosvenor Inc. • Investment advice • Illinois
This THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), dated August 2, 2020 (the “Effective Date”) is between Grosvenor Capital Management, L.P., an Illinois limited partnership (the “Employer”), Grosvenor Capital Management Holdings, LLLP, an Illinois limited liability limited partnership (the “Partnership”) and Michael J. Sacks (the “Employee”) (collectively, the “Parties”).
AMENDED AND RESTATED EMPLOYMENT AND NON-COMPETITION AGREEMENTEmployment Agreement • September 18th, 2020 • GCM Grosvenor Inc. • Investment advice • Illinois
This AMENDED AND RESTATED EMPLOYMENT AND NON-COMPETITION AGREEMENT (this “Agreement”), dated as July 29, 2020 (the “Effective Date”) is between Grosvenor Capital Management, L.P., an Illinois limited partnership (“Employer”), and Jonathan R. Levin (“Employee”);
CFIG HOLDINGS, LLC / MOSAIC ACQUISITIONS 2020, L.P. INVESTMENT FUNDING AGREEMENTInvestment Funding Agreement • September 18th, 2020 • GCM Grosvenor Inc. • Investment advice • New York
This Investment Funding Agreement, dated as of March 4, 2020 and effective as of January 1, 2020, is entered into by and among Mosaic Acquisitions 2020, L.P., a Cayman Islands exempted limited partnership (the “SPV”), CFIG Holdings, LLC, a Delaware limited liability company (“CFIG Holdings”) and Mosaic GP Entity, L.P., a Delaware limited partnership (the “Partnership”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the Partnership’s Amended and Restated Limited Partnership Agreement, to be dated subsequent to the date hereof (as amended, the “LPA”).
CALL AGREEMENT by and among MOSAIC FEEDER, L.P. and GROSVENOR HOLDINGS, LLC Dated as of March 4, 2020Call Agreement • September 18th, 2020 • GCM Grosvenor Inc. • Investment advice • Delaware
This CALL AGREEMENT (this “Agreement”), dated as of March 4, 2020, is by and among [***], a [***] private company (“[***]”), Mosaic Feeder, L.P., a Cayman Islands exempted limited partnership (“Mosaic Feeder”, together with [***], the “[***] Entities”), and Grosvenor Holdings, LLC, a Delaware limited liability company (“Holdings”). Each of [***] and Holdings are each individually referred to in this Agreement as a “Party” and, collectively, as the “Parties”. Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the Partnership Agreement (as defined below).
