PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 20th, 2021 • TD Holdings, Inc. • National commercial banks • New York
This letter (the “Agreement”) constitutes the agreement by and between Univest Securities, LLC (“Univest” or the “Placement Agent”) and TD Holdings, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement of an equity line of credit facility (the “Placement”) of registered shares of common stock (the “Offered Shares”) of the Company, par value $0.001 per share (“Common Stock”) to White Lion Capital LLC (the “Purchaser”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the Purchaser and nothing herein constitutes that the Placement Agent would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Offered Shares or complete the Placement. This Agreement and the documents executed and deliv
COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • January 20th, 2021 • TD Holdings, Inc. • National commercial banks • New York
This Common Stock Purchase Agreement is entered into effective as of this 19th day of January, 2021 (this “Agreement”), by and between TD HOLDINGS, INC., a Delaware corporation (the “Company”), and WHITE LION CAPITAL LLC, a Nevada limited liability company (the “Investor”).
ESCROW AGREEMENTEscrow Agreement • January 20th, 2021 • TD Holdings, Inc. • National commercial banks • New York
This Escrow Agreement dated this 19th day of January, 2021 (the “Escrow Agreement”), is entered into by and among Univest Securities LLC, a New York limited liability company, having an office at 375 Park Avenue, Unit 1502, New York, NY 10152 (the “Placement Agent”), White Lion Capital, LLC, a Nevada limited liability company, having an office at 16911 San Fernando Mission Blvd Suite #183, Granada Hills, CA 91344 (“Investor”), TD Holdings, Inc., a Delaware Corporation, having an address at 25th Floor, Block C, Tairan Building, No. 31 Tairan 8th Road, Futian District, Shenzhen, Guangdong, PRC 518000 (the “Company”), and Wilmington Trust, National Association, having an office at Suite 2 R, 166 Mercer Street, New York, NY 10012, as escrow agent (“Escrow Agent”). All capitalized terms not herein defined shall have the meaning ascribed to them in that certain Common Stock Purchase Agreement, dated January 19, 2021, between the Company and Investor, including all attachments, schedules and
