0001213900-21-007205 Sample Contracts

SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101

Sub-Placement Agent Agreement • February 8th, 2021 • XAI Octagon Floating Rate & Alternative Income Term Trust • New York

• Contract Type
  Sub-Placement Agent Agreement
• Filed
  February 8th, 2021
• Company
  XAI Octagon Floating Rate & Alternative Income Term Trust
• Jurisdiction
  New York

DISTRIBUTION AGREEMENT

Distribution Agreement • February 8th, 2021 • XAI Octagon Floating Rate & Alternative Income Term Trust • New York

• Contract Type
  Distribution Agreement
• Filed
  February 8th, 2021
• Company
  XAI Octagon Floating Rate & Alternative Income Term Trust
• Jurisdiction
  New York

This DISTRIBUTION AGREEMENT (this “Agreement”) made as of February 5, 2021 by and between XAI Octagon Floating Rate & Alternative Income Term Trust, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).