ContractB. Riley Financial, Inc. • December 3rd, 2021 • Services-business services, nec • New York
Company FiledDecember 3rd, 2021 Industry JurisdictionThe Notes will be issued under an indenture dated as of May 7, 2019 (the “Base Indenture”), as supplemented by the First Supplemental Indenture dated as of May 7, 2019 (the “First Supplemental Indenture”), the Second Supplemental Indenture dated as of September 23, 2019 (the “Second Supplemental Indenture”), the Third Supplemental Indenture dated as of February 12, 2020 (the “Third Supplemental Indenture”), the Fourth Supplemental Indenture dated as of January 25, 2021 (the “Fourth Supplemental Indenture”), the Fifth Supplemental Indenture dated as of March 29, 2021 (the “Fifth Supplemental Indenture”), and the Sixth Supplemental Indenture dated as of August 6, 2021 (the “Sixth Supplemental Indenture”), and the Seventh Supplemental Indenture, to be dated as of December 3, 2021 (the “Seventh Supplemental Indenture,” and together with the Base Indenture, the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indentur
B. Riley Financial, Inc. and The Bank of New York Mellon Trust Company, N.A., as Trustee SEVENTH SUPPLEMENTAL INDENTURE Dated as of December 3, 2021 to the Indenture dated as of May 7, 2019 5.00% Senior Notes due 2026B. Riley Financial, Inc. • December 3rd, 2021 • Services-business services, nec • New York
Company FiledDecember 3rd, 2021 Industry JurisdictionSEVENTH SUPPLEMENTAL INDENTURE (this “Seventh Supplemental Indenture”), dated as of December 3, 2021, between B. Riley Financial, Inc., a Delaware corporation (the “Company”), and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”).