TRINITY CAPITAL INC. UNDERWRITING AGREEMENT 2,754,840 SHARES OF COMMON STOCKUnderwriting Agreement • April 7th, 2022 • Trinity Capital Inc. • New York
Pursuant to the terms and conditions of this Underwriting Agreement (this “Agreement”), Trinity Capital Inc., a Maryland corporation (the “Company”) proposes to sell to you, Keefe, Bruyette & Woods, Inc. (“KBW”), Wells Fargo Securities, LLC (“Wells Fargo”) and UBS Securities LLC (“UBS”) and each of the other underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 8 hereof), for whom KBW, Wells Fargo and UBS are acting as representatives (in such capacity, the “Representatives”), 2,754,840 shares (the “Initial Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). The Company also proposes to grant to the Underwriters the option described in Section 1(b) hereof to purchase up to 413,226 additional shares of Common Stock from the Company (the “Option Shares” and together with the Initial Shares, the “Shares”).
