0001213900-22-066129 Sample Contracts

INDEMNIFICATION AGREEMENT
Indemnification Agreement • October 25th, 2022 • Prestige Wealth Inc. • Finance services • New York

This Indemnification Agreement (this “Agreement”) is entered into as of by and between Prestige Wealth Inc., a Cayman Islands company (the “Company”), and the undersigned, a director and/or an officer of the Company (“Indemnitee”), as applicable.

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EMPLOYMENT AGREEMENT
Employment Agreement • October 25th, 2022 • Prestige Wealth Inc. • Finance services • New York

This EMPLOYMENT AGREEMENT (the “Agreement”), is entered into as of April 8, 2020 by and between Prestige Wealth Inc., a company incorporated and existing under the laws of the Cayman Islands (the “Company”), and Wong Ngat, an individual (the “Executive”). The term “Company” as used herein with respect to all obligations of the Executive hereunder shall be deemed to include the Company and all of its direct or indirect parent companies, subsidiaries, affiliates, or subsidiaries or affiliates of its parent companies (collectively, the “Group”).

PRESTIGE GLOBAL FUND SPC INVESTMENT ADVISOR PRESTIGE ASSET MANAGEMENT LIMITED (Securities & Futures Commission of Hong Kong licence: BHS708) SUBSCRIPTION AGREEMENT INSTRUCTIONS
Subscription Agreement • October 25th, 2022 • Prestige Wealth Inc. • Finance services

Prestige Global Fund SPC (the “Fund”) is offering the Participating Shares, as specified in the subscription below. Subscribers should carefully review the current private placement memorandum of the Fund and any supplements of each Portfolio thereto as supplied by the Manager (together, the “Private Placement Memorandum”) and the most recent annual report and audited accounts (where applicable), before subscribing for Participating Shares.

Referral Agreement
Referral Agreement • October 25th, 2022 • Prestige Wealth Inc. • Finance services

This contract is entered into by and between [ A ] Limited (hereinafter referred to as Party A), and [ B ] Limited (hereinafter referred to as Party B).

INVESTMENT Management agreement
Investment Management Agreement • October 25th, 2022 • Prestige Wealth Inc. • Finance services
PRESTIGE GLOBAL ALLOCATION FUND SUBSCRIPTION AGREEMENT INSTRUCTIONS
Subscription Agreement • October 25th, 2022 • Prestige Wealth Inc. • Finance services

Prestige Global Allocation Fund (the “Fund”) is offering the Participating Shares, as specified in the Private Placement Memorandum (as defined below). Subscribers should carefully review the current private placement memorandum of the Fund and any appendix thereto for each Class of Participating Shares as supplied by the Manager (together, the “Private Placement Memorandum”) and the most recent annual report and audited accounts (where applicable), before subscribing for Participating Shares.

ONGOING ADVISORY AGREEMENT
Ongoing Advisory Agreement • October 25th, 2022 • Prestige Wealth Inc. • Finance services • Hong Kong

PARTY A is an asset management company registered in Hong Kong, serving a number of ultra-high net worth family and institutional investors. PAM is a qualified asset management company holding the license of “providing asset management (type 9)” and providing advice on Securities (type 4) issued by the Hong Kong SFC, with the central number BHS708. PARTY A intends to expand the global asset allocation and investment fund business, and is willing to cooperate with PAM. PAM has rich experience in fund establishment, issuance and compliance operation in Hong Kong market, and has high-quality cooperation network resource.

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