FORM OF PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 23rd, 2023 • DriveWealth ETF Trust • New York
Sub-Advisory Agreement (this “Agreement”) entered into as of the __ day of _________, 2023, by and between DriveAdvisory, LLC (the “Adviser”), a New Jersey limited liability company with its principal place of business at 15 Exchange Place, 10th Floor, Jersey City, New Jersey 07302, and Penserra Capital Management LLC, a registered investment adviser organized under the laws of the State of New York (the “Sub-Adviser”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 23rd, 2023 • DriveWealth ETF Trust
THIS AGREEMENT (this “Agreement”) is made as of the 18th day of January, 2023, by and between STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and DRIVEWEALTH ETF TRUST, a Delaware statutory trust having its principal office and place of business at 15 Exchange Place, 10th Floor, Jersey City, New Jersey, 07302 (the “Trust”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • March 23rd, 2023 • DriveWealth ETF Trust • Delaware
This distribution agreement (the “Agreement”) is effective as of February 3, 2023 and made by DriveWealth ETF Trust, a Delaware statutory (the “Trust”) having its principal place of business at 15 Exchange Place, Suite 1000, Jersey City, NJ 07302, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
CUSTODY AGREEMENTCustody Agreement • March 23rd, 2023 • DriveWealth ETF Trust • Massachusetts
FORM OF AUTHORIZED PARTICIPANT AGREEMENT DRIVEWEALTH ETF TRUSTAuthorized Participant Agreement • March 23rd, 2023 • DriveWealth ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and _____________ (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”), and is further subject to acknowledgement and agreement by DriveWealth ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
DRIVEWEALTH ETF TRUSTAgreement and Declaration of Trust • March 23rd, 2023 • DriveWealth ETF Trust • Delaware
FUND CCO AND AMLO AGREEMENTFund Cco and Amlo Agreement • March 23rd, 2023 • DriveWealth ETF Trust
AGREEMENT is made effective as of January 24, 2022 by DriveWealth ETF Trust, a Delaware statutory trust with its principal office and place of business at 15 Exchange Place, Suite 1000, Jersey City, NJ 07302 (the “Fund Company”), and Foreside Fund Officer Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, ME 04101 (“Foreside”).
ADMINISTRATION AGREEMENTAdministration Agreement • March 23rd, 2023 • DriveWealth ETF Trust • Massachusetts
This Administration Agreement (this “Agreement”) dated and effective as of January 18, 2023, is by and between STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Administrator”), and DRIVEWEALTH ETF TRUST, a Delaware statutory trust (the “Trust”).
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 23rd, 2023 • DriveWealth ETF Trust • New York
This Investment Advisory Agreement (“Agreement”) is made this ________, 2023, by and between DriveWealth ETF Trust (the “Trust”), a Delaware statutory trust, and DriveAdvisory, LLC, a New Jersey limited liability company (the “Adviser”).
FUND PFO/TREASURER AGREEMENTFund Pfo/Treasurer Agreement • March 23rd, 2023 • DriveWealth ETF Trust
AGREEMENT is made effective as of January 24, 2022 by DriveWealth ETF Trust, a Delaware statutory trust, with its principal office and place of business at 15 Exchange Place, Suite 1000, Jersey City, NJ 07302 (the “Fund Company”), and Foreside Officer Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, ME 04101 (“Foreside”).
SUBLICENSE AGREEMENTSublicense Agreement • March 23rd, 2023 • DriveWealth ETF Trust
This Sublicense Agreement (the “Agreement”) is made as of 2/15/2023, by and between DriveAdvisory, LLC (“Adviser”), an investment adviser registered with the U.S. Securities and Exchange Commission (the “SEC”) and DriveWealth ETF Trust, a statutory trust established under the laws of the State of Delaware (“Trust”).
