STOCK GRANT AGREEMENTStock Grant Agreement • December 28th, 2023 • Wool Kyle Michael • Security brokers, dealers & flotation companies
This agreement (the “Agreement”) is made as of December 19, 2023 (the “Effective Date”) by and between Dominari Holdings, Inc. (the “Company”) and Soo Yu (the “Participant”) to reflect certain terms contained in the employment agreement dated April 3, 2023 between the Company’s affiliate Dominari Securities LLC (“DS LLC”) and the Participant (the “Employment Agreement”), whereby Participant is to be paid certain elements of her compensation under Section 7D(iii) of the Employment Agreement in common shares of the Company (“Stock”) under the terms of the Company’s 2022 Equity Incentive Plan (the “Plan”). Capitalized terms not otherwise defined in this Agreement shall have the definitions set forth in the Plan.
JOINT FILING AGREEMENTJoint Filing Agreement • December 28th, 2023 • Wool Kyle Michael • Security brokers, dealers & flotation companies
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $0.0001 per share, of Dominari Holdings Inc., a Delaware corporation, and that this agreement be included as an Exhibit 1.04 to such joint filing. This agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument. The undersigned acknowledge that each shall be responsible for the timely filing of any amendments, and for the completeness and accuracy of the information concerning such party contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other party making the filing unless such party knows or has reason to believe that such information is inaccurate.
