PLEDGE AGREEMENTPledge Agreement • October 30th, 2024 • Riley Bryant R • Investment advice • California
Contract Type FiledOctober 30th, 2024 Company Industry JurisdictionTHIS PLEDGE AGREEMENT (this “Agreement”), dated as of March 19, 2019, is executed and delivered by Bryant R. Riley, an individual (the “Pledgor”) in favor of Axos Bank (the “Secured Party”).
FIRST AMENDMENT TO PLEDGE AGREEMENTPledge Agreement • October 30th, 2024 • Riley Bryant R • Investment advice • California
Contract Type FiledOctober 30th, 2024 Company Industry JurisdictionThis First Amendment to Pledge Agreement (this “Amendment”) dated as of June 7, 2019, is made by and between Bryant R. Riley, an individual (“Pledgor”), and Axos Bank (“Secured Party”). Capitalized terms used herein and not otherwise defined shall have the meanings set forth for such terms in that certain Credit Agreement of even date herewith (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), by and between Pledgor (in its capacity as Borrower thereunder) and the Secured Party (in its capacity as Lender thereunder).
SECOND AMENDMENT TO PLEDGE AGREEMENTPledge Agreement • October 30th, 2024 • Riley Bryant R • Investment advice • California
Contract Type FiledOctober 30th, 2024 Company Industry JurisdictionThis Second Amendment to Pledge Agreement (this “Amendment”) dated as of May 6, 2020, is made by and between Bryant R. Riley, an individual (“Pledgor”), and Axos Bank (“Secured Party”). Capitalized terms used herein and not otherwise defined shall have the meanings set forth for such terms in that certain Credit Agreement of even date herewith (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), by and between Pledgor (in its capacity as Borrower thereunder) and the Secured Party (in its capacity as Lender thereunder).