AMENDMENT TO THE SECURITIES PURCHASE AGREEMENT DATED NOVEMBER 6, 2023 and THE CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS of THE SERIES C CONVERTIBLE PREFERRED STOCKThe Securities Purchase Agreement • March 26th, 2024 • Ault Alliance, Inc. • Electronic components, nec
Contract Type FiledMarch 26th, 2024 Company IndustryThis amendment (the “Amendment”) to (i) the Securities Purchase Agreement dated November 6, 2023 (the “Agreement”), entered into by and between Ault Alliance, Inc., a Delaware corporation (the “Company”), and Ault & Company, Inc., a Delaware corporation (the “Purchaser”), (ii) the Certificate of Designation of Preferences, Rights and Limitations of the Series C Convertible Preferred Stock filed with the Secretary of State of Delaware on November 15, 2023 (the “COD”) and (iii) the number of warrants (the “Series C Warrants”), is dated March 25, 2024. All capitalized terms in this Amendment and not defined herein shall have the meanings ascribed to such terms in the Agreement, the COD and/or the Series C Warrants, as applicable.