NEOPHOTONICS CORPORATION, Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of ____________, 20__ Debt SecuritiesIndenture • August 16th, 2021 • Neophotonics Corp • Semiconductors & related devices • New York
Contract Type FiledAugust 16th, 2021 Company Industry JurisdictionWhereas, for its lawful corporate purposes, the Company has duly authorized the execution and delivery of this Indenture to provide for the issuance of debt securities (hereinafter referred to as the “Securities”), in an unlimited aggregate principal amount to be issued from time to time in one or more series as in this Indenture provided, as registered Securities without coupons, to be authenticated by the certificate of the Trustee;
NEOPHOTONICS CORPORATION AND _____________, AS WARRANT AGENT FORM OF PREFERRED STOCK WARRANT AGREEMENT Dated as of ____________, 20__Preferred Stock Warrant Agreement • August 16th, 2021 • Neophotonics Corp • Semiconductors & related devices • New York
Contract Type FiledAugust 16th, 2021 Company Industry JurisdictionThis Preferred Stock Warrant Agreement (this “Agreement”), dated as of [●], between NeoPhotonics Corporation, a Delaware corporation (the “Company”), and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and having a corporate trust office in [●], as warrant agent (the “Warrant Agent”).
NEOPHOTONICS CORPORATION AND _____________, AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT Dated as of ____________, 20__Common Stock Warrant Agreement • August 16th, 2021 • Neophotonics Corp • Semiconductors & related devices • New York
Contract Type FiledAugust 16th, 2021 Company Industry JurisdictionThis Common Stock Warrant Agreement (this “Agreement”), dated as of [●], between NeoPhotonics Corporation, a Delaware corporation (the “Company”), and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and having a corporate trust office in [●], as warrant agent (the “Warrant Agent”).
NEOPHOTONICS CORPORATION AND _____________, AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT Dated as of ____________, 20__Warrant Agreement • August 16th, 2021 • Neophotonics Corp • Semiconductors & related devices • New York
Contract Type FiledAugust 16th, 2021 Company Industry JurisdictionThis Debt Securities Warrant Agreement (this “Agreement”), dated as of [●], between NeoPhotonics Corporation, a Delaware corporation (the “Company”), and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and having a corporate trust office in [●], as warrant agent (the “Warrant Agent”).