SECOND AMENDMENT TO SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 9th, 2017 • Piper Jaffray Companies • Security brokers, dealers & flotation companies
This Second Amendment to Securities Purchase Agreement (this “Second Amendment”), dated as of April 19, 2017, is made by and between Piper Jaffray & Co., a Delaware corporation (“Buyer”) and SCI JV LP, a Texas limited partnership (“Seller”). Capitalized terms used herein but not otherwise defined herein shall have the respective meanings assigned to such terms in that certain Securities Purchase Agreement, dated November 16, 2015, by and among (i) Piper Jaffray Companies, a Delaware corporation (“Parent”), (ii) Buyer, (iii) Simmons & Company International, a Texas corporation, (iv) Seller, (v) SCI GP, LLC, a Texas limited liability company, and (vi) Simmons & Company International Holdings LLC, a Texas limited liability company (as amended, the “Purchase Agreement”).
U.S. Bank Letterhead]Loan Agreement • May 9th, 2017 • Piper Jaffray Companies • Security brokers, dealers & flotation companies
