FIRST AMENDMENT TO SECOND AMENDED AND RESTATED INDENTUREIndenture Amendment • November 8th, 2017 • Piper Jaffray Companies • Security brokers, dealers & flotation companies • New York
THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED INDENTURE (this “Amendment”), is made as of September 29, 2017 (the “Effective Date”) by Piper Jaffray & Co., a corporation organized under the laws of the State of Delaware (the “Issuer”), and The Bank of New York Mellon, a New York banking corporation (the “Trustee”). Capitalized terms used herein but not defined herein shall have the meanings ascribed thereto in the Second Amended and Restated Indenture, dated as of June 11, 2012, by and between the Issuer and the Trustee (the “A&R Indenture”).
