0001270436-14-000003 Sample Contracts

SECOND AMENDED AND RESTATED INSTITUTIONAL FINANCIAL MARKETS, INC. Non-Qualified STOCK OPTION AWARD

Non-Qualified Stock Option Award • March 7th, 2014 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • Maryland

• Contract Type
  Non-Qualified Stock Option Award
• Filed
  March 7th, 2014
• Company
  Institutional Financial Markets, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Maryland

This Non-Qualified Stock Option Award (this “Award Agreement”), dated as of November 30, 2013 (the “Grant Date”), is by and between Institutional Financial Markets, Inc., a Maryland corporation (the “Company”), and Lester R. Brafman (the “Optionee”).