0001299933-14-001592 Sample Contracts

STOCK PURCHASE AGREEMENT
Stock Purchase Agreement • October 16th, 2014 • Ladenburg Thalmann Financial Services Inc • Security brokers, dealers & flotation companies • Florida

STOCK PURCHASE AGREEMENT (this “Agreement”), dated as of August 8, 2014, by and among KMS Financial Services, Inc., a Washington corporation (“Company”), the Company’s shareholders named on Annex A hereto (collectively, the “Principal Shareholders), the other shareholders of the Company (“Non-Principal Shareholders,” and, collectively with the Principal Shareholders, the “Sellers”) and Ladenburg Thalmann Financial Services Inc., a Florida corporation (“Parent”). Capitalized terms used herein, but not otherwise defined herein, are defined in ARTICLE I.

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