The Northern Trust Company of Connecticut Stamford, Connecticut 06901Expense Cap Agreement • June 19th, 2012 • NT Equity Long/Short Strategies Fund • Delaware
This letter agreement (the "Agreement") confirms the expense caps applicable to certain expenses payable by NT Equity Long/Short Strategies Fund (the "Fund"). The Fund and The Northern Trust Company of Connecticut (the “Investment Manager”) have entered into an Investment Management Agreement, dated as of June 23, 2011
Credit Agreement among NT Alpha Strategies Fund, NT Equity Long/Short Strategies Fund, as Borrowers and Bank of Montreal (Chicago Branch), as Lender dated as of February 29, 2012Credit Agreement • June 19th, 2012 • NT Equity Long/Short Strategies Fund • New York
This Credit Agreement is entered into as of February 29, 2012 by and among NT Alpha Strategies Fund, a Delaware statutory trust (“Strategies Fund”), NT Equity Long/Short Strategies Fund, a Delaware statutory trust (“Long/Short Fund”; and Strategies Fund and Long/Short Fund shall be referred to herein as the “Borrowers” and individually as a “Borrower”), and Bank of Montreal (Chicago Branch) (the “Lender”). All capitalized terms used herein without definition shall have the same meanings herein as such terms are defined in Section 4.1 hereof.
