ContractWarrant Agreement • December 30th, 2014 • Palatin Technologies Inc • Pharmaceutical preparations • Delaware
THIS WARRANT AND THE SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED OR ANY STATE SECURITIES LAWS. NO SALE OR DISPOSITION MAY BE EFFECTED WITHOUT (i) EFFECTIVE REGISTRATION STATEMENTS RELATED THERETO OR AN OPINION OF COUNSEL OR OTHER EVIDENCE, REASONABLY SATISFACTORY TO THE COMPANY, THAT SUCH REGISTRATIONS ARE NOT REQUIRED.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 30th, 2014 • Palatin Technologies Inc • Pharmaceutical preparations
This Registration Rights Agreement (this “Agreement”) is made and entered into as of December 23, 2014, between Palatin Technologies, Inc., a Delaware corporation (the “Company”), and each of the additional parties signatory hereto (each such additional party, a “Purchaser” and, collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 30th, 2014 • Palatin Technologies Inc • Pharmaceutical preparations • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of December 23, 2014, between Palatin Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
ContractVenture Loan and Security Agreement • December 30th, 2014 • Palatin Technologies Inc • Pharmaceutical preparations • New York
VENTURE LOAN AND SECURITY AGREEMENT Dated as of December 23, 2014 by and among HORIZON TECHNOLOGY FINANCE CORPORATION, a Delaware corporation 312 Farmington Avenue Farmington, CT 06032 as a Lender and Collateral Agent FORTRESS CREDIT CO LLC, a Delaware limited liability company 1345 Avenue of Americas New York, NY 10105 as a Lender And PALATIN TECHNOLOGIES, INC., a Delaware corporation 4B Cedar Brook Drive Cranbury, NJ 08512 as Borrower Loan A Commitment Amount: $5,000,000 Loan B Commitment Amount: $5,000,000
SERIES C 2014 COMMON STOCK PURCHASE WARRANT CERTIFICATE Palatin Technologies, Inc.Securities Agreement • December 30th, 2014 • Palatin Technologies Inc • Pharmaceutical preparations • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________, the registered holder of this Warrant or its permitted assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions set forth in this Warrant, at any time or times on or after the Issuance Date, but not after 5:30 p.m., New York City time, on the Expiration Date, to subscribe for and purchase from Palatin Technologies, Inc., a Delaware corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of Common Stock.
December 22, 2014Placement Agent Agreement • December 30th, 2014 • Palatin Technologies Inc • Pharmaceutical preparations • Delaware
This letter confirms the agreement between Piper Jaffray & Co. (“Piper Jaffray” or “we” or “us”) and Palatin Technologies, Inc. (the “Company” or “you”) as follows:
