EX-10.13 12 dex1013.htm VENTURE LOAN AND SECURITY AGREEMENT VENTURE LOAN AND SECURITY AGREEMENT Dated as of October 31, 2008 by and between COMPASS HORIZON FUNDING COMPANY LLC, a Delaware limited liability company Farmington, CT 06032 as Lender And...Venture Loan and Security Agreement • May 5th, 2020 • Connecticut
Contract Type FiledMay 5th, 2020 Jurisdiction
EX-10.21 44 dex1021.htm VENTURE LOAN AND SECURITY AGREEMENT VENTURE LOAN AND SECURITY AGREEMENT Dated as of March 31, 2010 by and among COMPASS HORIZON FUNDING COMPANY LLC, a Delaware limited liability company Farmington, CT 06032 as a Lender COMPASS...Venture Loan and Security Agreement • May 5th, 2020 • Connecticut
Contract Type FiledMay 5th, 2020 JurisdictionThis Venture Loan and Security Agreement (the “Agreement”) is made as of date hereof, by and among Ambit Biosciences Corporation, a Delaware corporation (“Borrower”), Compass Horizon Funding Company LLC, a Delaware limited liability company (“Horizon”), Oxford Finance Corporation, a Delaware corporation (“Oxford” and collectively with Horizon, “Lenders”) and Compass Horizon Funding Company LLC, a Delaware limited liability company, as Agent under Section 16 below. The Lenders, Borrower and Agent hereby agree as follows:
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 26th, 2024 • Ceribell, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledAugust 26th, 2024 Company Industry JurisdictionHORIZON TECHNOLOGY FINANCECORPORATION,a Delaware corporation312 Farmington AvenueFarmington, CT 06032 as a Lender and Collateral Agent SILICON VALLEY BANK, A DIVISION OFFIRST-CITIZENS BANK & TRUST COMPANY,a North Carolina stock corporation505 Howard St Floor 3 San Francisco, CA 94105 as a Lender
Exhibit 10.10 VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • October 31st, 2006 • Activbiotics Inc • Pharmaceutical preparations • Connecticut
Contract Type FiledOctober 31st, 2006 Company Industry Jurisdiction
VENTURE LOAN AND SECURITY AGREEMENT Dated as of September 30, 2021 by and among HORIZON TECHNOLOGY FINANCE CORPORATION, a Delaware corporation, 312 Farmington Avenue Farmington, CT 06032 as a Lender and Collateral Agent POWERSCOURT INVESTMENTS XXV,...Venture Loan and Security Agreement • October 4th, 2021 • Stealth BioTherapeutics Corp • Pharmaceutical preparations • Connecticut
Contract Type FiledOctober 4th, 2021 Company Industry Jurisdiction
AMENDED AND RESTATED VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • February 1st, 2012 • Enphase Energy, Inc. • Semiconductors & related devices • Connecticut
Contract Type FiledFebruary 1st, 2012 Company Industry Jurisdiction
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • March 15th, 2022 • D-Wave Quantum Inc. • New York
Contract Type FiledMarch 15th, 2022 Company Jurisdiction
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 14th, 2018 • Celsion CORP • Pharmaceutical preparations • Connecticut
Contract Type FiledAugust 14th, 2018 Company Industry Jurisdiction
AMENDED AND RESTATED VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • February 19th, 2015 • eASIC Corp • Semiconductors & related devices • New York
Contract Type FiledFebruary 19th, 2015 Company Industry JurisdictionWHEREAS, Borrower, Lenders and the Collateral Agent are parties to a certain Venture Loan and Security Agreement dated as of September 30, 2013, as amended (as amended, amended and restated, supplemented or otherwise modified from time to time, the “Original Loan Agreement”) pursuant to which, among other things, (i) Horizon provided a loan to eASIC as evidenced by a certain Secured Promissory Note (Loan A) executed by eASIC in favor of Horizon, dated September 30, 2013, in the original principal amount of Two Million and 00/100 Dollars ($2,000,000.00) (the “Loan A Note”), (ii) DBD provided a loan to eASIC as evidenced by a certain Secured Promissory Note (Loan B) executed by eASIC in favor of DBD, dated September 30, 2013, in the original principal amount of Four Million and 00/100 Dollars ($4,000,000.00) (the “Loan B Note” and collectively with the Loan A Note, the “Notes”) and (iii) Collateral Agent and Lenders have been granted a security interest in all assets of eASIC, except wit
EX-10.1 2 dex101.htm FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT AND WARRANT FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT AND WARRANTVenture Loan and Security Agreement • May 5th, 2020 • Connecticut
Contract Type FiledMay 5th, 2020 JurisdictionThis FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of December 12, 2008, is entered into by and between PHARMASSET, INC., a Delaware corporation (“Borrower”), and HORIZON TECHNOLOGY FUNDING COMPANY V LLC (“Lender”), a Delaware limited liability company.
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • November 5th, 2014 • Inotek Pharmaceuticals Corp • Pharmaceutical preparations • New York
Contract Type FiledNovember 5th, 2014 Company Industry Jurisdiction
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • December 22nd, 2010 • Cereplast Inc • Plastic materials, synth resins & nonvulcan elastomers • Connecticut
Contract Type FiledDecember 22nd, 2010 Company Industry Jurisdiction
THIRD amendment of VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 3rd, 2020 • vTv Therapeutics Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 3rd, 2020 Company Industry JurisdictionThis THIRD AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of July 29, 2020, is entered into by and among vTv THERAPEUTICS INC. (“VTV INC”), vTv THERAPEUTICS LLC (“VTV LLC” and collectively with VTV INC, “Co-Borrowers”), HORIZON FUNDING TRUST 2019-1 (“Horizon Trust”), as assignee of HORIZON TECHNOLOGY FINANCE CORPORATION (“Horizon”), SILICON VALLEY BANK, (“SVB”, and collectively with Horizon Trust, “Lenders”) and Horizon as Collateral Agent.
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • January 22nd, 2010 • Everyday Health, Inc. • Connecticut
Contract Type FiledJanuary 22nd, 2010 Company Jurisdiction
THIRD AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • October 3rd, 2012 • Singulex Inc • Services-medical laboratories • New York
Contract Type FiledOctober 3rd, 2012 Company Industry JurisdictionThis THIRD AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of September 27, 2012, is entered into by and between SINGULEX, INC., a Delaware corporation (“Borrower”) and HORIZON CREDIT I LLC (“Lender”), a Delaware limited liability company.
March 2, 2017Venture Loan and Security Agreement • March 6th, 2017 • Argos Therapeutics Inc • Pharmaceutical preparations
Contract Type FiledMarch 6th, 2017 Company IndustryRe: Venture Loan and Security Agreement dated as of September 29, 2014 (as amended from time to time, the “Loan Agreement”) by and among Argos Therapeutics, Inc. (“Borrower”), Horizon Credit II LLC (“HCII”), as assignee of Horizon Technology Finance Corporation (“Horizon”), Fortress Credit Opportunities V CLO Limited (“FCO V”), as assignee of Fortress Credit Co LLC (“Fortress”), Fortress Credit Opportunities VII CLO Limited, as assignee of Fortress (“FCO VII” and collectively with, HCII and FCO V, “Lenders”) and Horizon as Collateral Agent, Secured Promissory Note (Loan A) issued by Borrower, dated September 29, 2014 in the original principal amount of $5,000,000 (as amended from time to time, the “Loan A Note”), Secured Promissory Note (Loan B) issued by Borrower, dated September 29, 2014 in the original principal amount of $7,500,000 (as amended from time to time, the “Loan B Note”), Secured Promissory Note (Loan C) issued by Borrower, dated August 7, 2015 in the original principal a
FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • July 5th, 2012 • Cereplast Inc • Plastic materials, synth resins & nonvulcan elastomers • Connecticut
Contract Type FiledJuly 5th, 2012 Company Industry JurisdictionThis AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of May 1, 2012, is entered into by and among CEREPLAST, INC., a Delaware corporation (“Borrower”), COMPASS HORIZON FUNDING COMPANY LLC (“Horizon”), a Delaware corporation and HORIZON CREDIT I LLC (“HCI” and collectively with Horizon, “Lender”), a Delaware limited liability company, as assignee and holder of Advance (Loan A).
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • March 17th, 2010 • Tengion Inc • Biological products, (no disgnostic substances) • Connecticut
Contract Type FiledMarch 17th, 2010 Company Industry Jurisdiction
FIRST AMENDMENT TO VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • June 18th, 2007 • MAP Pharmaceuticals, Inc.
Contract Type FiledJune 18th, 2007 CompanyTHIS FIRST AMENDMENT to Venture Loan and Security Agreement (this “Amendment”) is entered into this 27th day of December, 2006, by and among Horizon Technology Funding Company LLC (“Horizon”), Silicon Valley Bank (“Silicon”), Oxford Finance Corporation (“Oxford”) and MAP Pharmaceuticals, Inc., a Delaware corporation (“Borrower”) whose address is 2400 Bayshore Parkway, Suite 200, Mountain View, California 94043.
FIFTH AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 28th, 2015 • Xtera Communications, Inc. • Telephone & telegraph apparatus • Connecticut
Contract Type FiledAugust 28th, 2015 Company Industry JurisdictionThis FIFTH AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), effective and dated as of November 1, 2013, is entered into by and between Xtera Communications, Inc., a Delaware corporation (“Xtera” or “Borrower”) and Horizon Funding Trust 2013-1 (“Horizon Trust”), as assignee of Horizon Technology Finance Corporation, a Delaware corporation (“Horizon” and collectively with Horizon Trust, “Lender”).
AMENDMENT NO. 1 TO AMENDED AND RESTATED VENTURE LOAN AND SECURITY AGREEMENT AND TO SECURED PROMISSORY NOTESVenture Loan and Security Agreement • September 12th, 2019 • Titan Pharmaceuticals Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledSeptember 12th, 2019 Company Industry JurisdictionThis AMENDMENT NO. 1 TO THE AMENDED AND RESTATED VENTURE LOAN AND SECURITY AGREEMENT AND TO SECURED PROMISSORY NOTES (this “Amendment”), dated as of September 10, 2019, is entered into by and among TITAN PHARMACEUTICALS, INC. (“Borrower”), HORIZON CREDIT II LLC (“Horizon”), L. MOLTENI & C. DEI F.LLI ALITTI SOCIETÀ DI ESERCIZIO S.P.A. (“Molteni” and together with Horizon, each a “Lender” and collectively the “Lenders”), and Molteni as collateral agent (the “Collateral Agent”) for the Lenders.
SECOND AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • September 28th, 2012 • Singulex Inc • Services-medical laboratories • New York
Contract Type FiledSeptember 28th, 2012 Company Industry JurisdictionThis SECOND AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of April 3, 2012, is entered into by and between SINGULEX, INC., a Delaware corporation (“Borrower”) and HORIZON CREDIT I LLC (“Lender”), a Delaware limited liability company.
SECOND amendment of VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • April 17th, 2017 • Interleukin Genetics Inc • In vitro & in vivo diagnostic substances • Connecticut
Contract Type FiledApril 17th, 2017 Company Industry JurisdictionThis SECOND AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of April 17, 2017, is entered into by and among INTERLEUKIN GENETICS, INC. (“Borrower”) and HORIZON CREDIT II LLC, as assignee of Horizon Technology Finance Corporation (“Lender”).
THIRD AMENDMENT OF AMENDED AND RESTATED VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 13th, 2012 • Enphase Energy, Inc. • Semiconductors & related devices • Connecticut
Contract Type FiledAugust 13th, 2012 Company Industry JurisdictionThis THIRD AMENDMENT OF AMENDED AND RESTATED VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of June 29, 2012, is entered into by and among ENPHASE ENERGY, INC., a Delaware corporation (“Borrower”), HORIZON TECHNOLOGY FINANCE CORPORATION (“Horizon”), a Delaware corporation and HORIZON CREDIT I LLC (“HCI” and collectively with Horizon, “Lender”), a Delaware limited liability company, as assignee and holder of Advance (Loan A).
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • December 23rd, 2021 • Environmental Impact Acquisition Corp • Biological products, (no disgnostic substances) • Connecticut
Contract Type FiledDecember 23rd, 2021 Company Industry Jurisdiction
FIRST amendment of VENTURE LOAN AND SECURITY AGREEMENT AND CONSENTVenture Loan and Security Agreement • February 27th, 2018 • vTv Therapeutics Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 27th, 2018 Company Industry JurisdictionThis FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT AND CONSENT (this “Agreement”), dated as of December 20, 2017, is entered into by and among vTv THERAPEUTICS INC. (“VTV INC”), vTv THERAPEUTICS LLC (“VTV LLC” and collectively with VTV INC, “Co-Borrowers”), HORIZON CREDIT II LLC (“HCII”), as assignee of HORIZON TECHNOLOGY FINANCE CORPORATION (“Horizon”), SILICON VALLEY BANK, (“SVB”, and collectively with HCII “Lenders”) and Horizon as Collateral Agent.
AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • February 7th, 2018 • Titan Pharmaceuticals Inc • Biological products, (no disgnostic substances) • Connecticut
Contract Type FiledFebruary 7th, 2018 Company Industry JurisdictionThis AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of February 2, 2018, is entered into by and among TITAN PHARMACEUTICALS, INC. (“Borrower”), HORIZON CREDIT II LLC (“Lender”), as assignee of HORIZON TECHNOLOGY FINANCE CORPORATION (“Horizon”), and Horizon as Collateral Agent.
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • December 27th, 2021 • IMV Inc. • Pharmaceutical preparations • Connecticut
Contract Type FiledDecember 27th, 2021 Company Industry Jurisdiction
FIRST amendment of VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • September 4th, 2020 • Celsion CORP • Pharmaceutical preparations • Connecticut
Contract Type FiledSeptember 4th, 2020 Company Industry JurisdictionThis FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of August 1, 2020, is entered into by and among Celsion Corporation (“Borrower”), Horizon Funding I, LLC (“HFI”) as an assignee of Horizon Technology Finance Corporation (“Horizon”), Horizon Funding Trust 2019-1 (“Horizon Trust” and collectively with HFI, “Lenders”), as an assignee of Horizon, and Horizon as Collateral Agent.
THIRD AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 28th, 2015 • Xtera Communications, Inc. • Telephone & telegraph apparatus • Connecticut
Contract Type FiledAugust 28th, 2015 Company Industry JurisdictionThis THIRD AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of March 9, 2012, is entered into by and between Xtera Communications, Inc., a Delaware corporation (“Xtera” or “Borrower”) and Horizon Technology Finance Corporation, a Delaware corporation (“Lender”).
FIRST amendment of VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 26th, 2016 • Interleukin Genetics Inc • In vitro & in vivo diagnostic substances • Connecticut
Contract Type FiledAugust 26th, 2016 Company Industry JurisdictionThis FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of August 25, 2016, is entered into by and among INTERLEUKIN GENETICS, INC. (“Borrower”) and HORIZON CREDIT II LLC, as assignee of Horizon Technology Finance Corporation (“Lender”).
LIMITED WAIVER AND TWELFTH amendment of VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • October 6th, 2016 • Xtera Communications, Inc. • Telephone & telegraph apparatus • Connecticut
Contract Type FiledOctober 6th, 2016 Company Industry JurisdictionThis TWELFTH AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), effective and dated as of September 30, 2016, is entered into by and between Xtera Communications, Inc., a Delaware corporation (“Xtera” or “Borrower”) and Horizon Technology Finance Corporation, a Delaware corporation (“Lender”).
FOURTH AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 28th, 2015 • Xtera Communications, Inc. • Telephone & telegraph apparatus • Connecticut
Contract Type FiledAugust 28th, 2015 Company Industry JurisdictionThis FOURTH AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of April 1, 2013, is entered into by and between Xtera Communications, Inc., a Delaware corporation (“Xtera” or “Borrower”) and Horizon Technology Finance Corporation, a Delaware corporation (“Lender”).
FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • December 24th, 2009 • Tengion Inc • Connecticut
Contract Type FiledDecember 24th, 2009 Company JurisdictionThis FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of September 28, 2007, is entered into by and between TENGION, INC., a Delaware corporation (“Borrower”), and HORIZON TECHNOLOGY FUNDING COMPANY LLC (“Lender”), a Delaware limited liability company.
SECOND AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 28th, 2015 • Xtera Communications, Inc. • Telephone & telegraph apparatus • Connecticut
Contract Type FiledAugust 28th, 2015 Company Industry JurisdictionThis SECOND AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of December 13, 2011, is entered into by and between Xtera Communications, Inc., a Delaware corporation (“Xtera” or “Borrower”) and Horizon Technology Finance Corporation, a Delaware corporation (“Lender”).