ContractSubordinated Note • November 10th, 2015 • Siebert Financial Corp • Security brokers, dealers & flotation companies • New York
THIS INSTRUMENT IS SUBJECT TO THE TERMS OF A sUBORDINATION aGREEMENT DATED AS OF NOVEMBER 9, 2015, IN FAVOR OF mETRO bANK, WHICH SUBORDINATION AGREEMENT IS INCORPORATED HEREIN BY REFERENCE. NOTWITHSTANDING ANY CONTRARY STATEMENT CONTAINED IN THE WITHIN INSTRUMENT, NO PAYMENT ON ACCOUNT OF THE PRINCIPAL OR INTEREST HEREIN SHALL BECOME DUE OR BE PAID AND NO ACTIONS SHALL BE TAKEN HEREUNDER EXCEPT IN ACCORDANCE WITH THE TERMS OF SUCH SUBORDINATION AGREEMENT.
PURCHASE AGREEMENT BY AND BETWEEN MURIEL SIEBERT & CO., INC., and SIEBERT BRANDFORD SHANK FINANCIAL, LLCPurchase Agreement • November 10th, 2015 • Siebert Financial Corp • Security brokers, dealers & flotation companies • New York
PURCHASE AGREEMENT (this “Agreement”), dated as of November 9, 2015, by and between Muriel Siebert & Co., Inc., a Delaware corporation (“Seller”) and Siebert Brandford Shank Financial, LLC, a Delaware limited liability company (“Buyer”).
PLEDGE AGREEMENTPledge Agreement • November 10th, 2015 • Siebert Financial Corp • Security brokers, dealers & flotation companies • New York
This PLEDGE AGREEMENT dated as of November 9, 2015 (this “Agreement”), between each of the signatories hereto identified as a “Pledgor” (the “Pledgors”), MURIEL SIEBERT & CO., INC. (the “Secured Party”) and SIEBERT BRANFORD SHANK FINANCIAL, LLC, a Delaware limited liability company (the “Issuer”).
